KELLIHER PATRICK E (Chief Accounting Officer) received a stock award from VIVINT SMART HOME, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

KELLIHER PATRICK E

Filed: 1/22/2020ACC: 0000899243-20-001710

InsiderKELLIHER PATRICK ECIK 1798301

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IssuerVIVINT SMART HOME, INC.CIK 1713952

Officer· Chief Accounting Officer

Since Jan 2020

+140.79K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

140.79K acquired

Non-Derivative Transactions2

Class A Common Stock

Direct

A · Award

+68.56K

Price / share

—

Trade value

—

% of position

New position

1/17/2020

0.00→68.56K

Class A Common Stock

Indirect

A · Award

+13.06K

Price / share

—

Trade value

—

% of position

New position

1/17/2020

0.00→13.06K

Total

Net shares

+81.63K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	1/17/2020	A · Award	+68.56K	—	—	New position	0.00	68.56K
Class A Common Stock Indirect	1/17/2020	A · Award	+13.06K	—	—	New position	0.00	13.06K
Total			+81.63K		$0.00

Derivative Transactions3

Earnout Rights

Direct

A · Award

Converts to

Class A Common Stock

32.80K shares

+32.80K

Strike price

Held after

32.80K

Exercisable

—

1/17/2020

Earnout Rights

Indirect

A · Award

Converts to

Class A Common Stock

4.75K shares

+4.75K

Strike price

Held after

4.75K

Exercisable

—

1/17/2020

Stock Appreciation Rights

Direct

A · Award

Converts to

Class A Common Stock

21.60K shares

+21.60K

Strike price

20.41

Held after

21.60K

Exercisable

—

1/17/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Earnout Rights Direct	Class A Common Stock32.80K shares	1/17/2020	A · Award	+32.80K		—	32.80K
Earnout Rights Indirect	Class A Common Stock4.75K shares	1/17/2020	A · Award	+4.75K		—	4.75K
Stock Appreciation Rights Direct	Class A Common Stock21.60K shares	1/17/2020	A · Award	+21.60K	20.41	—	21.60K