KELLER MICHAEL R

PrivateCIK: 1768576

Location

SANTA MONICA, CA

KELLER MICHAEL R enters SUPER LEAGUE ENTERPRISE, INC. with 5.46K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

KELLER MICHAEL R

Filed: 3/7/2019ACC: 0001415889-19-000288

InsiderKELLER MICHAEL RCIK 1768576

→

IssuerSUPER LEAGUE ENTERPRISE, INC.CIK 1621672

Director

Since Feb 2019

5.46K

Baseline shares

100% direct

5.46K

Direct ownership

1 position

100.84K

Derivative underlying

10 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned5.46K

Total

5.46K direct5.46K

Security Title	Shares Owned	Ownership Type
Common Stock	5.46K	Direct
Total	5.46K	5.46K direct

Derivative Holdings10

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

9.26K

Shares owned

N/A

Exercise price

10.80

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

2.67K

Shares owned

N/A

Exercise price

9.35

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

54.47K

Shares owned

N/A

Exercise price

9.35

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

21.07K

Shares owned

N/A

Exercise price

9.35

Expiration

—

Exercise window

—

9.00% Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

9.00% Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

10.70K

Shares owned

N/A

Exercise price

9.35

Expiration

—

Exercise window

—

9.00% Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Common Stock Purchase Warrant

Indirect

Underlying security

Common Stock

Underlying shares

2.67K

Shares owned

N/A

Exercise price

9.35

Expiration

—

Exercise window

—

9.00% Secured Convertible Promissory Note

Indirect

Underlying security

Common Stock

Underlying shares

N/A

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

100.84K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Stock Purchase Warrant Indirect	Common Stock	10.80	—	—	9.26K	N/A
Common Stock Purchase Warrant Indirect	Common Stock	9.35	—	—	2.67K	N/A
Common Stock Purchase Warrant Indirect	Common Stock	9.35	—	—	54.47K	N/A
Common Stock Purchase Warrant Indirect	Common Stock	9.35	—	—	21.07K	N/A
9.00% Secured Convertible Promissory Note Indirect	Common Stock		—	—	N/A	N/A
9.00% Secured Convertible Promissory Note Indirect	Common Stock		—	—	N/A	N/A
Common Stock Purchase Warrant Indirect	Common Stock	9.35	—	—	10.70K	N/A
9.00% Secured Convertible Promissory Note Indirect	Common Stock		—	—	N/A	N/A
Common Stock Purchase Warrant Indirect	Common Stock	9.35	—	—	2.67K	N/A
9.00% Secured Convertible Promissory Note Indirect	Common Stock		—	—	N/A	N/A
Total					100.84K	0.00

KELLER MICHAEL R — Initial Ownership Disclosure (Form 3) Filed Mar 7, 2019 | Finecho