KEENAN JAMES (Interim CEO) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2024ACC: 0001209191-24-002623
OfficerOther· Interim CEO
Since Jan 2019
-17.62K
Net shares
Net seller
$493.9K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
238.27K acquired · 255.88K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+127.94K
Price / share
—
Trade value
—
% of position
26.1%
1/31/2024
490K→617.95K
Common Stock
Direct
Shares
−127.94K
Price / share
$3.86
Trade value
$493.86K
% of position
20.7%
1/31/2024
617.95K→490K
Total
Net shares
+0.00
Net value
-$493.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2024 | M · Option Exercise | +127.94K | — | — | 26.1% | 490K | 617.95K |
| Common Stock Direct | 1/31/2024 | D · Disposition | −127.94K | $3.86 | $493.86K | 20.7% | 617.95K | 490K |
| Total | +0.00 | -$493.86K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
110.32K shares
Shares
+110.32K
Strike price
Held after
110.32K
Exercisable
—
1/31/2024
Phantom Shares
Direct
Converts to
Common Stock
25.33K shares
Shares
−25.33K
Strike price
Held after
50.66K
Exercisable
—
1/31/2024
Phantom Shares
Direct
Converts to
Common Stock
41.14K shares
Shares
−41.14K
Strike price
Held after
41.14K
Exercisable
—
1/31/2024
Phantom Shares
Direct
Converts to
Common Stock
61.48K shares
Shares
−61.48K
Strike price
Held after
0.00
Exercisable
—
1/31/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock110.32K shares | 1/31/2024 | A · Award | +110.32K | — | 110.32K | |
| Phantom Shares Direct | Common Stock25.33K shares | 1/31/2024 | M · Option Exercise | −25.33K | — | 50.66K | |
| Phantom Shares Direct | Common Stock41.14K shares | 1/31/2024 | M · Option Exercise | −41.14K | — | 41.14K | |
| Phantom Shares Direct | Common Stock61.48K shares | 1/31/2024 | M · Option Exercise | −61.48K | — | 0.00 |