KEENAN JAMES (Interim CEO) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2023ACC: 0001209191-23-006439
OfficerOther· Interim CEO
Since Jan 2019
-60.38K
Net shares
Net seller
$482.8K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
196.46K acquired · 256.83K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+128.42K
Price / share
—
Trade value
—
% of position
26.2%
1/31/2023
490K→618.42K
Common Stock
Direct
Shares
−128.42K
Price / share
$3.76
Trade value
$482.85K
% of position
20.8%
1/31/2023
618.42K→490K
Total
Net shares
+0.00
Net value
-$482.85K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2023 | M · Option Exercise | +128.42K | — | — | 26.2% | 490K | 618.42K |
| Common Stock Direct | 1/31/2023 | D · Disposition | −128.42K | $3.76 | $482.85K | 20.8% | 618.42K | 490K |
| Total | +0.00 | -$482.85K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
68.04K shares
Shares
+68.04K
Strike price
Held after
68.04K
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
36.83K shares
Shares
−36.83K
Strike price
Held after
73.67K
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
55.05K shares
Shares
−55.05K
Strike price
Held after
55.05K
Exercisable
—
1/31/2023
Phantom Shares
Direct
Converts to
Common Stock
36.53K shares
Shares
−36.53K
Strike price
Held after
0.00
Exercisable
—
1/31/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock68.04K shares | 1/31/2023 | A · Award | +68.04K | — | 68.04K | |
| Phantom Shares Direct | Common Stock36.83K shares | 1/31/2023 | M · Option Exercise | −36.83K | — | 73.67K | |
| Phantom Shares Direct | Common Stock55.05K shares | 1/31/2023 | M · Option Exercise | −55.05K | — | 55.05K | |
| Phantom Shares Direct | Common Stock36.53K shares | 1/31/2023 | M · Option Exercise | −36.53K | — | 0.00 |