KEENAN JAMES (Interim CEO) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2022ACC: 0001209191-22-006481
OfficerOther· Interim CEO
Since Jan 2019
-20.06K
Net shares
Net seller
$496.4K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
219.15K acquired · 239.21K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+119.60K
Price / share
—
Trade value
—
% of position
24.4%
1/31/2022
490K→609.61K
Common Stock
Direct
Shares
−119.60K
Price / share
$4.15
Trade value
$496.36K
% of position
19.6%
1/31/2022
609.61K→490K
Total
Net shares
+0.00
Net value
-$496.36K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2022 | M · Option Exercise | +119.60K | — | — | 24.4% | 490K | 609.61K |
| Common Stock Direct | 1/31/2022 | D · Disposition | −119.60K | $4.15 | $496.36K | 19.6% | 609.61K | 490K |
| Total | +0.00 | -$496.36K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
99.54K shares
Shares
+99.54K
Strike price
Held after
99.54K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
49.59K shares
Shares
−49.59K
Strike price
Held after
99.18K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
32.91K shares
Shares
−32.91K
Strike price
Held after
32.91K
Exercisable
—
1/31/2022
Phantom Shares
Direct
Converts to
Common Stock
37.11K shares
Shares
−37.11K
Strike price
Held after
0.00
Exercisable
—
1/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock99.54K shares | 1/31/2022 | A · Award | +99.54K | — | 99.54K | |
| Phantom Shares Direct | Common Stock49.59K shares | 1/31/2022 | M · Option Exercise | −49.59K | — | 99.18K | |
| Phantom Shares Direct | Common Stock32.91K shares | 1/31/2022 | M · Option Exercise | −32.91K | — | 32.91K | |
| Phantom Shares Direct | Common Stock37.11K shares | 1/31/2022 | M · Option Exercise | −37.11K | — | 0.00 |