KEENAN JAMES (Interim CEO) exercised options at BLACKROCK CAPITAL INVESTMENT CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2021ACC: 0001209191-21-006674
OfficerOther· Interim CEO
Since Jan 2019
+30.63K
Net shares
Net buyer
$311.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
238.40K acquired · 207.77K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+103.88K
Price / share
—
Trade value
—
% of position
21.2%
1/31/2021
489K→592.89K
Common Stock
Direct
Shares
−103.88K
Price / share
$3.00
Trade value
$311.65K
% of position
17.5%
1/31/2021
592.89K→489K
Total
Net shares
+0.00
Net value
-$311.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/31/2021 | M · Option Exercise | +103.88K | — | — | 21.2% | 489K | 592.89K |
| Common Stock Direct | 1/31/2021 | D · Disposition | −103.88K | $3.00 | $311.65K | 17.5% | 592.89K | 489K |
| Total | +0.00 | -$311.65K | ||||||
Derivative Transactions4
Phantom Shares
Direct
Converts to
Common Stock
134.52K shares
Shares
+134.52K
Strike price
Held after
134.52K
Exercisable
—
1/29/2021
Phantom Shares
Direct
Converts to
Common Stock
29.75K shares
Shares
−29.75K
Strike price
Held after
59.51K
Exercisable
—
1/31/2021
Phantom Shares
Direct
Converts to
Common Stock
33.55K shares
Shares
−33.55K
Strike price
Held after
33.55K
Exercisable
—
1/31/2021
Phantom Shares
Direct
Converts to
Common Stock
40.57K shares
Shares
−40.57K
Strike price
Held after
0.00
Exercisable
—
1/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Shares Direct | Common Stock134.52K shares | 1/29/2021 | A · Award | +134.52K | — | 134.52K | |
| Phantom Shares Direct | Common Stock29.75K shares | 1/31/2021 | M · Option Exercise | −29.75K | — | 59.51K | |
| Phantom Shares Direct | Common Stock33.55K shares | 1/31/2021 | M · Option Exercise | −33.55K | — | 33.55K | |
| Phantom Shares Direct | Common Stock40.57K shares | 1/31/2021 | M · Option Exercise | −40.57K | — | 0.00 |