KEELE LARRY W reported 1 transaction at BROOKFIELD OAKTREE HOLDINGS, LLC

Review the transaction codes below to understand the nature of each event.

KEELE LARRY W

Filed: 10/2/2019ACC: 0000899243-19-024708

InsiderKEELE LARRY WCIK 1529877

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IssuerBROOKFIELD OAKTREE HOLDINGS, LLCCIK 1403528

Director

Since Aug 2018

-2.74M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.74M disposed

Non-Derivative Transactions1

Class A Units

Direct

D · Disposition

−8.66K

Price / share

—

Trade value

—

% of position

New position

9/30/2019

8.66K→0.00

Total

Net shares

−8.66K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Units Direct	9/30/2019	D · Disposition	−8.66K	—	—	New position	8.66K	0.00
Total			−8.66K		$0.00

Derivative Transactions6

OCGH Units

Direct

D · Disposition

Converts to

Class A Units

390.64K shares

−390.64K

Strike price

Held after

1.56M

Exercisable

—

9/30/2019

OCGH Units

Direct

D · Disposition

Converts to

Class A Units

1.56M shares

−1.56M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

79.13K shares

−79.13K

Strike price

Held after

316.51K

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

316.51K shares

−316.51K

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

76.55K shares

−76.55K

Strike price

Held after

306.20K

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

306.20K shares

−306.20K

Strike price

Held after

0.00

Exercisable

—

9/30/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
OCGH Units Direct	Class A Units390.64K shares	9/30/2019	D · Disposition	−390.64K	—	1.56M
OCGH Units Direct	Class A Units1.56M shares	9/30/2019	D · Disposition	−1.56M	—	0.00
OCGH Units Indirect	Class A Units79.13K shares	9/30/2019	D · Disposition	−79.13K	—	316.51K
OCGH Units Indirect	Class A Units316.51K shares	9/30/2019	D · Disposition	−316.51K	—	0.00
OCGH Units Indirect	Class A Units76.55K shares	9/30/2019	D · Disposition	−76.55K	—	306.20K
OCGH Units Indirect	Class A Units306.20K shares	9/30/2019	D · Disposition	−306.20K	—	0.00