KEEBECK WEALTH MANAGEMENT

Filed: 11/14/2023ACC: 0001172661-23-003908

📋 What this filing means

KEEBECK WEALTH MANAGEMENT filed this quarterly 13F‑HR report disclosing 254 equity positions with a total reported market value of $574.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

254

Positions

$574.20M

Total AUM (reported)

6.57M

Total Shares

Allocation by class

COM$175.45M30.6%

CORE S&P500 ETF$43.64M7.6%

INF TECH ETF$38.26M6.7%

CL A$20.73M3.6%

TR UNIT$20.53M3.6%

MSCI USA QLT FCT$12.41M2.2%

EAFE VALUE ETF$10.61M1.8%

Portfolio Concentration

Top 3$102.44M17.8%

4–10$80.26M14.0%

11–25$94.24M16.4%

Rest$297.27M51.8%

Top 3 weight

17.8%

Top 10 weight

31.8%

Voting Authority Distribution

Total shares with voting rights: 6.57M

Sole

Full voting authority

2.80M

% of voting shares42.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.77M

% of voting shares57.4%

Investment Discretion (by position count)

Sole108

Shared0

Other146

Dominant voting typeNone · 57.4% of voting shares

Institutional Holdings254

Rows:

ISHARES TR

OTR

CORE S&P500 ETF

Shares101.15K

TypeSH

Market value$43.64M

7.60%

Sole

0.00

Shared

0.00

None

101.15K

VANGUARD WORLD FDS

OTR

INF TECH ETF

Shares92.03K

TypeSH

Market value$38.26M

6.66%

Sole

0.00

Shared

0.00

None

92.03K

SPDR S&P 500 ETF TR

OTR

TR UNIT

Shares47.85K

TypeSH

Market value$20.53M

3.58%

Sole

0.00

Shared

0.00

None

47.85K

APPLE INC

OTR

COM

Shares82.90K

TypeSH

Market value$14.19M

2.47%

Sole

0.00

Shared

0.00

None

82.90K

MICROSOFT CORP

OTR

COM

Shares42.52K

TypeSH

Market value$13.42M

2.34%

Sole

0.00

Shared

0.00

None

42.52K

ISHARES TR

OTR

MSCI USA QLT FCT

Shares93.82K

TypeSH

Market value$12.41M

2.16%

Sole

0.00

Shared

0.00

None

93.82K

ISHARES TR

OTR

EAFE VALUE ETF

Shares216.92K

TypeSH

Market value$10.61M

1.85%

Sole

0.00

Shared

0.00

None

216.92K

ISHARES TR

OTR

EAFE GRWTH ETF

Shares122.48K

TypeSH

Market value$10.57M

1.84%

Sole

0.00

Shared

0.00

None

122.48K

ISHARES TR

OTR

ESG AWR MSCI USA

Shares109.81K

TypeSH

Market value$10.36M

1.80%

Sole

0.00

Shared

0.00

None

109.81K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares67.49K

TypeSH

Market value$8.69M

1.51%

Sole

67.49K

Shared

0.00

None

0.00

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares80.97K

TypeSH

Market value$8.30M

1.45%

Sole

80.97K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares107.94K

TypeSH

Market value$8.11M

1.41%

Sole

107.94K

Shared

0.00

None

0.00

ISHARES TR

OTR

S&P 100 ETF

Shares37.75K

TypeSH

Market value$7.60M

1.32%

Sole

0.00

Shared

0.00

None

37.75K

ISHARES TR

OTR

CORE S&P SCP ETF

Shares73K

TypeSH

Market value$6.92M

1.21%

Sole

0.00

Shared

0.00

None

73K

ISHARES TR

OTR

MSCI INTL VLU FT

Shares270.71K

TypeSH

Market value$6.87M

1.20%

Sole

0.00

Shared

0.00

None

270.71K

LOWES COS INC

OTR

COM

Shares30.94K

TypeSH

Market value$6.43M

1.12%

Sole

0.00

Shared

0.00

None

30.94K

MERCK & CO INC

OTR

COM

Shares60.66K

TypeSH

Market value$6.29M

1.10%

Sole

0.00

Shared

0.00

None

60.66K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares44.51K

TypeSH

Market value$6.14M

1.07%

Sole

44.51K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares36.37K

TypeSH

Market value$5.86M

1.02%

Sole

36.37K

Shared

0.00

None

0.00

WISDOMTREE TR

OTR

FLOATNG RAT TREA

Shares114.34K

TypeSH

Market value$5.75M

1.00%

Sole

0.00

Shared

0.00

None

114.34K

UNITEDHEALTH GROUP INC

OTR

COM

Shares10.98K

TypeSH

Market value$5.54M

0.96%

Sole

0.00

Shared

0.00

None

10.98K

KLA CORP

OTR

COM NEW

Shares11.55K

TypeSH

Market value$5.30M

0.92%

Sole

0.00

Shared

0.00

None

11.55K

VANGUARD INDEX FDS

OTR

S&P 500 ETF SHS

Shares13.08K

TypeSH

Market value$5.15M

0.90%

Sole

0.00

Shared

0.00

None

13.08K

NVIDIA CORPORATION

SOLE

COM

Shares11.58K

TypeSH

Market value$5.04M

0.88%

Sole

11.58K

Shared

0.00

None

0.00

STRYKER CORPORATION

OTR

COM

Shares18.03K

TypeSH

Market value$4.94M

0.86%

Sole

0.00

Shared

0.00

None

18.03K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TROTR	CORE S&P500 ETF	101.15K	SH	$43.64M 7.60%	0.00	101.15K
VANGUARD WORLD FDSOTR	INF TECH ETF	92.03K	SH	$38.26M 6.66%	0.00	92.03K
SPDR S&P 500 ETF TROTR	TR UNIT	47.85K	SH	$20.53M 3.58%	0.00	47.85K
APPLE INCOTR	COM	82.90K	SH	$14.19M 2.47%	0.00	82.90K
MICROSOFT CORPOTR	COM	42.52K	SH	$13.42M 2.34%	0.00	42.52K
ISHARES TROTR	MSCI USA QLT FCT	93.82K	SH	$12.41M 2.16%	0.00	93.82K
ISHARES TROTR	EAFE VALUE ETF	216.92K	SH	$10.61M 1.85%	0.00	216.92K
ISHARES TROTR	EAFE GRWTH ETF	122.48K	SH	$10.57M 1.84%	0.00	122.48K
ISHARES TROTR	ESG AWR MSCI USA	109.81K	SH	$10.36M 1.80%	0.00	109.81K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	67.49K	SH	$8.69M 1.51%	67.49K	0.00
ISHARES TRSOLE	NATIONAL MUN ETF	80.97K	SH	$8.30M 1.45%	80.97K	0.00
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	107.94K	SH	$8.11M 1.41%	107.94K	0.00
ISHARES TROTR	S&P 100 ETF	37.75K	SH	$7.60M 1.32%	0.00	37.75K
ISHARES TROTR	CORE S&P SCP ETF	73K	SH	$6.92M 1.21%	0.00	73K
ISHARES TROTR	MSCI INTL VLU FT	270.71K	SH	$6.87M 1.20%	0.00	270.71K
LOWES COS INCOTR	COM	30.94K	SH	$6.43M 1.12%	0.00	30.94K
MERCK & CO INCOTR	COM	60.66K	SH	$6.29M 1.10%	0.00	60.66K
VANGUARD INDEX FDSSOLE	VALUE ETF	44.51K	SH	$6.14M 1.07%	44.51K	0.00
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	36.37K	SH	$5.86M 1.02%	36.37K	0.00
WISDOMTREE TROTR	FLOATNG RAT TREA	114.34K	SH	$5.75M 1.00%	0.00	114.34K
UNITEDHEALTH GROUP INCOTR	COM	10.98K	SH	$5.54M 0.96%	0.00	10.98K
KLA CORPOTR	COM NEW	11.55K	SH	$5.30M 0.92%	0.00	11.55K
VANGUARD INDEX FDSOTR	S&P 500 ETF SHS	13.08K	SH	$5.15M 0.90%	0.00	13.08K
NVIDIA CORPORATIONSOLE	COM	11.58K	SH	$5.04M 0.88%	11.58K	0.00
STRYKER CORPORATIONOTR	COM	18.03K	SH	$4.94M 0.86%	0.00	18.03K

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