KEAY AARON exercised options at ALKALINE WATER CO INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

KEAY AARON

Filed: 8/31/2022ACC: 0001567619-22-016865

InsiderKEAY AARONCIK 1731858

→

IssuerALKALINE WATER CO INCCIK 1532390

Director

Since Apr 2020

0.00

Net shares

Net seller

$460.0K

Total acquired

Open market trades

0B · 0S

Total transactions

1M acquired · 1M disposed

Non-Derivative Transactions1

Common Stock

Indirect

M · Option Exercise

+1M

Price / share

$0.46

Trade value

$460K

% of position

100.0%

8/29/2022

1M→2M

Total

Net shares

+1M

Net value

$460K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	8/29/2022	M · Option Exercise	+1M	$0.46	$460K	100.0%	1M	2M
Total			+1M		$460K

Derivative Transactions1

Warrants

Indirect

M · Option Exercise

Converts to

Common

1M shares

−1M

Strike price

0.46

Held after

0.00

Exercisable

—

8/29/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants Indirect	Common1M shares	8/29/2022	M · Option Exercise	−1M	0.46	—	0.00

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned1M

Common Stock

Direct

Shares owned750K

Total

750K direct·1M indirect1.75M

Security Title	Shares Owned	Ownership Type
Common Stock	1M	Indirect
Common Stock	750K	Direct
Total	1.75M	750K direct·1M indirect

Derivative Holdings (Post-Transaction)5

Stock Options

Direct

Underlying security

Common

Underlying shares

350K

Shares owned

350K

Exercise price

1.29

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common

Underlying shares

750K

Shares owned

1.60M

Exercise price

0.51

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common

Underlying shares

Shares owned

Exercise price

1.25

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common

Underlying shares

250K

Shares owned

850K

Exercise price

1.09

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common

Underlying shares

250K

Shares owned

600K

Exercise price

0.53

Expiration

—

Exercise window

—

Total

Underlying

2.60M

Owned

4.40M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common	1.29	—	—	350K	350K
Stock Options Direct	Common	0.51	—	—	750K	1.60M
Warrants Indirect	Common	1.25	—	—	1M	1M
Stock Options Direct	Common	1.09	—	—	250K	850K
Stock Options Direct	Common	0.53	—	—	250K	600K
Total					2.60M	4.40M