KEATING MARY ELLEN (Sr. VP Corp. Com. & Pub. Aff.) reported 4 transactions at BARNES & NOBLE INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/7/2019ACC: 0000950138-19-000429
Officer· Sr. VP Corp. Com. & Pub. Aff.
Since Jul 2018
-138.91K
Net shares
Net seller
$409.8K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
138.91K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−57.72K
Price / share
$6.50
Trade value
$375.16K
% of position
61.7%
8/7/2019
93.55K→35.84K
Common Stock
Direct
Shares
−16.47K
Price / share
—
Trade value
—
% of position
46.0%
8/7/2019
35.84K→19.37K
Common Stock
Direct
Shares
−19.37K
Price / share
—
Trade value
—
% of position
New position
8/7/2019
19.37K→0.00
Common Stock
Indirect
Shares
−5.33K
Price / share
$6.50
Trade value
$34.61K
% of position
New position
8/7/2019
5.33K→0.00
Total
Net shares
−98.88K
Net value
-$409.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/7/2019 | U · U | −57.72K | $6.50 | $375.16K | 61.7% | 93.55K | 35.84K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −16.47K | — | — | 46.0% | 35.84K | 19.37K |
| Common Stock Direct | 8/7/2019 | D · Disposition | −19.37K | — | — | New position | 19.37K | 0.00 |
| Common Stock Indirect | 8/7/2019 | U · U | −5.33K | $6.50 | $34.61K | New position | 5.33K | 0.00 |
| Total | −98.88K | -$409.78K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
40.03K shares
Shares
−40.03K
Strike price
10.35
Held after
0.00
Exercisable
—
8/7/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock40.03K shares | 8/7/2019 | D · Disposition | −40.03K | 10.35 | — | 0.00 |