KAYE CAPITAL MANAGEMENT

Filed: 10/21/2024ACC: 0001111797-24-000007

📋 What this filing means

KAYE CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $249.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$249.48M

Total AUM (reported)

5.48M

Total Shares

Allocation by class

CORE S&P500 ETF$40.64M16.3%

VALUE ETF$29.56M11.8%

BULSHS 2024 CB$22.50M9.0%

INTL DIVI ACHI$20.00M8.0%

UNIT SER 1$18.99M7.6%

GLOBAL 100 ETF$16.60M6.7%

BULSHS 2025 CB$13.42M5.4%

Portfolio Concentration

Top 3$92.70M37.2%

4–10$105.22M42.2%

11–25$46.24M18.5%

Rest$5.32M2.1%

Top 3 weight

37.2%

Top 10 weight

79.3%

Voting Authority Distribution

Total shares with voting rights: 5.48M

Sole

Full voting authority

80.67K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.40M

% of voting shares98.5%

Investment Discretion (by position count)

Sole39

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings39

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares70.46K

TypeSH

Market value$40.64M

16.29%

Sole

615.00

Shared

0.00

None

69.84K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares169.33K

TypeSH

Market value$29.56M

11.85%

Sole

2.69K

Shared

0.00

None

166.64K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares1.07M

TypeSH

Market value$22.50M

9.02%

Sole

18.73K

Shared

0.00

None

1.05M

INVESCO EXCHANGE TRADED FD T

SOLE

INTL DIVI ACHI

Shares1.01M

TypeSH

Market value$20.00M

8.02%

Sole

18.03K

Shared

0.00

None

993.21K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares38.92K

TypeSH

Market value$18.99M

7.61%

Sole

310.00

Shared

0.00

None

38.61K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares167.43K

TypeSH

Market value$16.60M

6.65%

Sole

2.30K

Shared

0.00

None

165.13K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares649.66K

TypeSH

Market value$13.42M

5.38%

Sole

9.58K

Shared

0.00

None

640.08K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares284.01K

TypeSH

Market value$12.92M

5.18%

Sole

228.00

Shared

0.00

None

283.78K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 JUL

Shares333.60K

TypeSH

Market value$12.91M

5.17%

Sole

5.67K

Shared

0.00

None

327.92K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULETSHS 2031 CP

Shares622.59K

TypeSH

Market value$10.38M

4.16%

Sole

10.06K

Shared

0.00

None

612.53K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares103.81K

TypeSH

Market value$6.72M

2.69%

Sole

0.00

Shared

0.00

None

103.81K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares243.57K

TypeSH

Market value$6.58M

2.64%

Sole

4.26K

Shared

0.00

None

239.31K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 HY

Shares278.13K

TypeSH

Market value$6.32M

2.53%

Sole

4.68K

Shared

0.00

None

273.44K

APPLE INC

SOLE

COM

Shares18.91K

TypeSH

Market value$4.41M

1.77%

Sole

76.00

Shared

0.00

None

18.84K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares20.03K

TypeSH

Market value$4.02M

1.61%

Sole

277.00

Shared

0.00

None

19.75K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.30K

TypeSH

Market value$3.82M

1.53%

Sole

120.00

Shared

0.00

None

8.18K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B20 JUL

Shares92.48K

TypeSH

Market value$3.19M

1.28%

Sole

2.92K

Shared

0.00

None

89.57K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares119.29K

TypeSH

Market value$3.18M

1.28%

Sole

0.00

Shared

0.00

None

119.29K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares2.00

TypeSH

Market value$1.38M

0.55%

Sole

0.00

Shared

0.00

None

2.00

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 FEB

Shares40.73K

TypeSH

Market value$1.34M

0.54%

Sole

0.00

Shared

0.00

None

40.73K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares4.20K

TypeSH

Market value$1.19M

0.48%

Sole

0.00

Shared

0.00

None

4.20K

ALPHABET INC

SOLE

CAP STK CL C

Shares6.91K

TypeSH

Market value$1.16M

0.46%

Sole

120.00

Shared

0.00

None

6.79K

ALPHABET INC

SOLE

CAP STK CL A

Shares6.83K

TypeSH

Market value$1.13M

0.45%

Sole

0.00

Shared

0.00

None

6.83K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares26.02K

TypeSH

Market value$991.0K

0.40%

Sole

0.00

Shared

0.00

None

26.02K

MICROSOFT CORP

SOLE

COM

Shares1.87K

TypeSH

Market value$805.2K

0.32%

Sole

0.00

Shared

0.00

None

1.87K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	70.46K	SH	$40.64M 16.29%	615.00	69.84K
VANGUARD INDEX FDSSOLE	VALUE ETF	169.33K	SH	$29.56M 11.85%	2.69K	166.64K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	1.07M	SH	$22.50M 9.02%	18.73K	1.05M
INVESCO EXCHANGE TRADED FD TSOLE	INTL DIVI ACHI	1.01M	SH	$20.00M 8.02%	18.03K	993.21K
INVESCO QQQ TRSOLE	UNIT SER 1	38.92K	SH	$18.99M 7.61%	310.00	38.61K
ISHARES TRSOLE	GLOBAL 100 ETF	167.43K	SH	$16.60M 6.65%	2.30K	165.13K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	649.66K	SH	$13.42M 5.38%	9.58K	640.08K
FIRST TR VALUE LINE DIVID INSOLE	SHS	284.01K	SH	$12.92M 5.18%	228.00	283.78K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 JUL	333.60K	SH	$12.91M 5.17%	5.67K	327.92K
INVESCO EXCH TRD SLF IDX FDSOLE	BULETSHS 2031 CP	622.59K	SH	$10.38M 4.16%	10.06K	612.53K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	103.81K	SH	$6.72M 2.69%	0.00	103.81K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	243.57K	SH	$6.58M 2.64%	4.26K	239.31K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 HY	278.13K	SH	$6.32M 2.53%	4.68K	273.44K
APPLE INCSOLE	COM	18.91K	SH	$4.41M 1.77%	76.00	18.84K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	20.03K	SH	$4.02M 1.61%	277.00	19.75K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.30K	SH	$3.82M 1.53%	120.00	8.18K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B20 JUL	92.48K	SH	$3.19M 1.28%	2.92K	89.57K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	119.29K	SH	$3.18M 1.28%	0.00	119.29K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	2.00	SH	$1.38M 0.55%	0.00	2.00
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 FEB	40.73K	SH	$1.34M 0.54%	0.00	40.73K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	4.20K	SH	$1.19M 0.48%	0.00	4.20K
ALPHABET INCSOLE	CAP STK CL C	6.91K	SH	$1.16M 0.46%	120.00	6.79K
ALPHABET INCSOLE	CAP STK CL A	6.83K	SH	$1.13M 0.45%	0.00	6.83K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	26.02K	SH	$991.0K 0.40%	0.00	26.02K
MICROSOFT CORPSOLE	COM	1.87K	SH	$805.2K 0.32%	0.00	1.87K

Page 1 of 2