KAYE CAPITAL MANAGEMENT

Filed: 7/22/2024ACC: 0001111797-24-000006

📋 What this filing means

KAYE CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $237.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$237.51M

Total AUM (reported)

5.55M

Total Shares

Allocation by class

CORE S&P500 ETF$38.50M16.2%

VALUE ETF$26.93M11.3%

BULSHS 2024 CB$23.76M10.0%

UNIT SER 1$18.42M7.8%

INTL DIVI ACHI$18.01M7.6%

GLOBAL 100 ETF$16.02M6.7%

BULSHS 2025 CB$13.34M5.6%

Portfolio Concentration

Top 3$89.19M37.6%

4–10$100.33M42.2%

11–25$43.78M18.4%

Rest$4.21M1.8%

Top 3 weight

37.6%

Top 10 weight

79.8%

Voting Authority Distribution

Total shares with voting rights: 5.55M

Sole

Full voting authority

81.29K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.47M

% of voting shares98.5%

Investment Discretion (by position count)

Sole37

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings37

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares70.35K

TypeSH

Market value$38.50M

16.21%

Sole

614.00

Shared

0.00

None

69.74K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares167.89K

TypeSH

Market value$26.93M

11.34%

Sole

2.67K

Shared

0.00

None

165.22K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares1.13M

TypeSH

Market value$23.76M

10.00%

Sole

18.62K

Shared

0.00

None

1.11M

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares38.45K

TypeSH

Market value$18.42M

7.76%

Sole

309.00

Shared

0.00

None

38.14K

INVESCO EXCHANGE TRADED FD T

SOLE

INTL DIVI ACHI

Shares1.01M

TypeSH

Market value$18.01M

7.58%

Sole

17.92K

Shared

0.00

None

987.24K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares165.88K

TypeSH

Market value$16.02M

6.75%

Sole

2.30K

Shared

0.00

None

163.59K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares652.27K

TypeSH

Market value$13.34M

5.62%

Sole

9.52K

Shared

0.00

None

642.75K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 FEB

Shares403.41K

TypeSH

Market value$12.88M

5.42%

Sole

6.63K

Shared

0.00

None

396.79K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares290.92K

TypeSH

Market value$11.85M

4.99%

Sole

228.00

Shared

0.00

None

290.69K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULETSHS 2031 CP

Shares614.93K

TypeSH

Market value$9.81M

4.13%

Sole

9.94K

Shared

0.00

None

604.99K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares237.11K

TypeSH

Market value$6.63M

2.79%

Sole

4.03K

Shared

0.00

None

233.08K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 HY

Shares279.90K

TypeSH

Market value$6.36M

2.68%

Sole

4.62K

Shared

0.00

None

275.27K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares99.40K

TypeSH

Market value$5.99M

2.52%

Sole

0.00

Shared

0.00

None

99.40K

APPLE INC

SOLE

COM

Shares18.96K

TypeSH

Market value$3.99M

1.68%

Sole

76.00

Shared

0.00

None

18.89K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares18.27K

TypeSH

Market value$3.60M

1.52%

Sole

277.00

Shared

0.00

None

17.99K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.19K

TypeSH

Market value$3.33M

1.40%

Sole

120.00

Shared

0.00

None

8.07K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares124.58K

TypeSH

Market value$3.25M

1.37%

Sole

0.00

Shared

0.00

None

124.58K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B20 FEB

Shares99.82K

TypeSH

Market value$2.96M

1.25%

Sole

3.29K

Shared

0.00

None

96.53K

ALPHABET INC

SOLE

CAP STK CL C

Shares6.90K

TypeSH

Market value$1.27M

0.53%

Sole

120.00

Shared

0.00

None

6.78K

ALPHABET INC

SOLE

CAP STK CL A

Shares6.76K

TypeSH

Market value$1.23M

0.52%

Sole

0.00

Shared

0.00

None

6.76K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares2.00

TypeSH

Market value$1.22M

0.52%

Sole

0.00

Shared

0.00

None

2.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares4.18K

TypeSH

Market value$1.12M

0.47%

Sole

0.00

Shared

0.00

None

4.18K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 APR

Shares27.60K

TypeSH

Market value$997.7K

0.42%

Sole

0.00

Shared

0.00

None

27.60K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares26.94K

TypeSH

Market value$968.1K

0.41%

Sole

0.00

Shared

0.00

None

26.94K

MICROSOFT CORP

SOLE

COM

Shares1.90K

TypeSH

Market value$849.5K

0.36%

Sole

0.00

Shared

0.00

None

1.90K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	70.35K	SH	$38.50M 16.21%	614.00	69.74K
VANGUARD INDEX FDSSOLE	VALUE ETF	167.89K	SH	$26.93M 11.34%	2.67K	165.22K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	1.13M	SH	$23.76M 10.00%	18.62K	1.11M
INVESCO QQQ TRSOLE	UNIT SER 1	38.45K	SH	$18.42M 7.76%	309.00	38.14K
INVESCO EXCHANGE TRADED FD TSOLE	INTL DIVI ACHI	1.01M	SH	$18.01M 7.58%	17.92K	987.24K
ISHARES TRSOLE	GLOBAL 100 ETF	165.88K	SH	$16.02M 6.75%	2.30K	163.59K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	652.27K	SH	$13.34M 5.62%	9.52K	642.75K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 FEB	403.41K	SH	$12.88M 5.42%	6.63K	396.79K
FIRST TR VALUE LINE DIVID INSOLE	SHS	290.92K	SH	$11.85M 4.99%	228.00	290.69K
INVESCO EXCH TRD SLF IDX FDSOLE	BULETSHS 2031 CP	614.93K	SH	$9.81M 4.13%	9.94K	604.99K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	237.11K	SH	$6.63M 2.79%	4.03K	233.08K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 HY	279.90K	SH	$6.36M 2.68%	4.62K	275.27K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	99.40K	SH	$5.99M 2.52%	0.00	99.40K
APPLE INCSOLE	COM	18.96K	SH	$3.99M 1.68%	76.00	18.89K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	18.27K	SH	$3.60M 1.52%	277.00	17.99K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.19K	SH	$3.33M 1.40%	120.00	8.07K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	124.58K	SH	$3.25M 1.37%	0.00	124.58K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B20 FEB	99.82K	SH	$2.96M 1.25%	3.29K	96.53K
ALPHABET INCSOLE	CAP STK CL C	6.90K	SH	$1.27M 0.53%	120.00	6.78K
ALPHABET INCSOLE	CAP STK CL A	6.76K	SH	$1.23M 0.52%	0.00	6.76K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	2.00	SH	$1.22M 0.52%	0.00	2.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	4.18K	SH	$1.12M 0.47%	0.00	4.18K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 APR	27.60K	SH	$997.7K 0.42%	0.00	27.60K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	26.94K	SH	$968.1K 0.41%	0.00	26.94K
MICROSOFT CORPSOLE	COM	1.90K	SH	$849.5K 0.36%	0.00	1.90K

Page 1 of 2