KAYE CAPITAL MANAGEMENT

Filed: 4/19/2024ACC: 0001111797-24-000004

📋 What this filing means

KAYE CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $229.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$229.29M

Total AUM (reported)

5.47M

Total Shares

Allocation by class

CORE S&P500 ETF$36.69M16.0%

VALUE ETF$26.91M11.7%

BULSHS 2024 CB$23.72M10.3%

INTL DIVI ACHI$18.29M8.0%

UNIT SER 1$17.05M7.4%

GLOBAL 100 ETF$14.66M6.4%

BULSHS 2025 CB$13.11M5.7%

Portfolio Concentration

Top 3$87.33M38.1%

4–10$98.09M42.8%

11–25$40.72M17.8%

Rest$3.16M1.4%

Top 3 weight

38.1%

Top 10 weight

80.9%

Voting Authority Distribution

Total shares with voting rights: 5.47M

Sole

Full voting authority

80.82K

% of voting shares1.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.39M

% of voting shares98.5%

Investment Discretion (by position count)

Sole34

Shared0

Other0

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings34

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares69.80K

TypeSH

Market value$36.69M

16.00%

Sole

613.00

Shared

0.00

None

69.18K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares165.26K

TypeSH

Market value$26.91M

11.74%

Sole

2.67K

Shared

0.00

None

162.59K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares1.13M

TypeSH

Market value$23.72M

10.34%

Sole

18.53K

Shared

0.00

None

1.11M

INVESCO EXCHANGE TRADED FD T

SOLE

INTL DIVI ACHI

Shares986.30K

TypeSH

Market value$18.29M

7.98%

Sole

17.80K

Shared

0.00

None

968.50K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares38.40K

TypeSH

Market value$17.05M

7.44%

Sole

309.00

Shared

0.00

None

38.09K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares163.93K

TypeSH

Market value$14.66M

6.39%

Sole

2.29K

Shared

0.00

None

161.64K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares641.70K

TypeSH

Market value$13.11M

5.72%

Sole

9.47K

Shared

0.00

None

632.23K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 FEB

Shares422.54K

TypeSH

Market value$13.06M

5.70%

Sole

6.63K

Shared

0.00

None

415.91K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares292.22K

TypeSH

Market value$12.34M

5.38%

Sole

228.00

Shared

0.00

None

291.99K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULETSHS 2031 CP

Shares594.61K

TypeSH

Market value$9.59M

4.18%

Sole

9.81K

Shared

0.00

None

584.80K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 HY

Shares277.08K

TypeSH

Market value$6.30M

2.75%

Sole

4.56K

Shared

0.00

None

272.53K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares99.27K

TypeSH

Market value$5.99M

2.61%

Sole

0.00

Shared

0.00

None

99.27K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares216K

TypeSH

Market value$5.72M

2.50%

Sole

4.03K

Shared

0.00

None

211.97K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.22K

TypeSH

Market value$3.46M

1.51%

Sole

120.00

Shared

0.00

None

8.10K

APPLE INC

SOLE

COM

Shares19.14K

TypeSH

Market value$3.28M

1.43%

Sole

76.00

Shared

0.00

None

19.06K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST NAS

Shares129.20K

TypeSH

Market value$3.21M

1.40%

Sole

0.00

Shared

0.00

None

129.20K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B20 FEB

Shares103.56K

TypeSH

Market value$3.00M

1.31%

Sole

3.29K

Shared

0.00

None

100.27K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares16.22K

TypeSH

Market value$2.96M

1.29%

Sole

277.00

Shared

0.00

None

15.94K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares2.00

TypeSH

Market value$1.27M

0.55%

Sole

0.00

Shared

0.00

None

2.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares4.18K

TypeSH

Market value$1.09M

0.47%

Sole

0.00

Shared

0.00

None

4.18K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares29.25K

TypeSH

Market value$1.07M

0.47%

Sole

0.00

Shared

0.00

None

29.25K

ALPHABET INC

SOLE

CAP STK CL C

Shares6.90K

TypeSH

Market value$1.05M

0.46%

Sole

120.00

Shared

0.00

None

6.78K

ALPHABET INC

SOLE

CAP STK CL A

Shares6.68K

TypeSH

Market value$1.01M

0.44%

Sole

0.00

Shared

0.00

None

6.68K

MICROSOFT CORP

SOLE

COM

Shares1.84K

TypeSH

Market value$775.2K

0.34%

Sole

0.00

Shared

0.00

None

1.84K

ELI LILLY & CO

SOLE

COM

Shares690.00

TypeSH

Market value$536.5K

0.23%

Sole

0.00

Shared

0.00

None

690.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	69.80K	SH	$36.69M 16.00%	613.00	69.18K
VANGUARD INDEX FDSSOLE	VALUE ETF	165.26K	SH	$26.91M 11.74%	2.67K	162.59K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	1.13M	SH	$23.72M 10.34%	18.53K	1.11M
INVESCO EXCHANGE TRADED FD TSOLE	INTL DIVI ACHI	986.30K	SH	$18.29M 7.98%	17.80K	968.50K
INVESCO QQQ TRSOLE	UNIT SER 1	38.40K	SH	$17.05M 7.44%	309.00	38.09K
ISHARES TRSOLE	GLOBAL 100 ETF	163.93K	SH	$14.66M 6.39%	2.29K	161.64K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	641.70K	SH	$13.11M 5.72%	9.47K	632.23K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 FEB	422.54K	SH	$13.06M 5.70%	6.63K	415.91K
FIRST TR VALUE LINE DIVID INSOLE	SHS	292.22K	SH	$12.34M 5.38%	228.00	291.99K
INVESCO EXCH TRD SLF IDX FDSOLE	BULETSHS 2031 CP	594.61K	SH	$9.59M 4.18%	9.81K	584.80K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 HY	277.08K	SH	$6.30M 2.75%	4.56K	272.53K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	99.27K	SH	$5.99M 2.61%	0.00	99.27K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	216K	SH	$5.72M 2.50%	4.03K	211.97K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.22K	SH	$3.46M 1.51%	120.00	8.10K
APPLE INCSOLE	COM	19.14K	SH	$3.28M 1.43%	76.00	19.06K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST NAS	129.20K	SH	$3.21M 1.40%	0.00	129.20K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B20 FEB	103.56K	SH	$3.00M 1.31%	3.29K	100.27K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	16.22K	SH	$2.96M 1.29%	277.00	15.94K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	2.00	SH	$1.27M 0.55%	0.00	2.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	4.18K	SH	$1.09M 0.47%	0.00	4.18K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	29.25K	SH	$1.07M 0.47%	0.00	29.25K
ALPHABET INCSOLE	CAP STK CL C	6.90K	SH	$1.05M 0.46%	120.00	6.78K
ALPHABET INCSOLE	CAP STK CL A	6.68K	SH	$1.01M 0.44%	0.00	6.68K
MICROSOFT CORPSOLE	COM	1.84K	SH	$775.2K 0.34%	0.00	1.84K
ELI LILLY & COSOLE	COM	690.00	SH	$536.5K 0.23%	0.00	690.00

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