KAYE CAPITAL MANAGEMENT

Filed: 1/29/2024ACC: 0001111797-24-000002

📋 What this filing means

KAYE CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 38 equity positions with a total reported market value of $223.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$223.50M

Total AUM (reported)

5.76M

Total Shares

Allocation by class

CORE S&P500 ETF$34.40M15.4%

VALUE ETF$25.38M11.4%

BULSHS 2024 CB$24.71M11.1%

INTL DIVI ACHI$18.42M8.2%

BULSHS 2025 CB$13.95M6.2%

GLOBAL 100 ETF$13.80M6.2%

US LRGCP B10 FEB$12.94M5.8%

Portfolio Concentration

Top 3$84.49M37.8%

4–10$93.70M41.9%

11–25$41.34M18.5%

Rest$3.96M1.8%

Top 3 weight

37.8%

Top 10 weight

79.7%

Voting Authority Distribution

Total shares with voting rights: 5.76M

Sole

Full voting authority

79.89K

% of voting shares1.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.68M

% of voting shares98.6%

Investment Discretion (by position count)

Sole38

Shared0

Other0

Dominant voting typeNone · 98.6% of voting shares

Institutional Holdings38

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares70.61K

TypeSH

Market value$34.40M

15.39%

Sole

608.00

Shared

0.00

None

70K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares168.94K

TypeSH

Market value$25.38M

11.35%

Sole

2.59K

Shared

0.00

None

166.35K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares1.18M

TypeSH

Market value$24.71M

11.05%

Sole

18.45K

Shared

0.00

None

1.16M

INVESCO EXCHANGE TRADED FD T

SOLE

INTL DIVI ACHI

Shares1.02M

TypeSH

Market value$18.42M

8.24%

Sole

17.58K

Shared

0.00

None

998.09K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 CB

Shares682.90K

TypeSH

Market value$13.95M

6.24%

Sole

9.43K

Shared

0.00

None

673.47K

ISHARES TR

SOLE

GLOBAL 100 ETF

Shares167.11K

TypeSH

Market value$13.80M

6.17%

Sole

2.24K

Shared

0.00

None

164.87K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 FEB

Shares440.65K

TypeSH

Market value$12.94M

5.79%

Sole

6.63K

Shared

0.00

None

434.02K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares30.46K

TypeSH

Market value$12.90M

5.77%

Sole

208.00

Shared

0.00

None

30.25K

FIRST TR VALUE LINE DIVID IN

SOLE

SHS

Shares294.91K

TypeSH

Market value$11.91M

5.33%

Sole

228.00

Shared

0.00

None

294.69K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULETSHS 2031 CP

Shares607.14K

TypeSH

Market value$9.78M

4.37%

Sole

9.70K

Shared

0.00

None

597.44K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 HY

Shares347.11K

TypeSH

Market value$7.86M

3.52%

Sole

4.49K

Shared

0.00

None

342.62K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST NAS100

Shares224.67K

TypeSH

Market value$5.80M

2.59%

Sole

4.03K

Shared

0.00

None

220.64K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares98.72K

TypeSH

Market value$5.57M

2.49%

Sole

0.00

Shared

0.00

None

98.72K

APPLE INC

SOLE

COM

Shares20.10K

TypeSH

Market value$3.92M

1.76%

Sole

76.00

Shared

0.00

None

20.02K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT CBOE VEST 100

Shares135.27K

TypeSH

Market value$3.27M

1.46%

Sole

0.00

Shared

0.00

None

135.27K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares8.31K

TypeSH

Market value$3.09M

1.38%

Sole

120.00

Shared

0.00

None

8.19K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B20 FEB

Shares105K

TypeSH

Market value$2.94M

1.32%

Sole

3.29K

Shared

0.00

None

101.70K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares12.02K

TypeSH

Market value$2.10M

0.94%

Sole

107.00

Shared

0.00

None

11.91K

DIMENSIONAL ETF TRUST

SOLE

INTERNATNAL VAL

Shares39.72K

TypeSH

Market value$1.33M

0.60%

Sole

0.00

Shared

0.00

None

39.72K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL A

Shares2.00

TypeSH

Market value$1.13M

0.50%

Sole

0.00

Shared

0.00

None

2.00

ALPHABET INC

SOLE

CAP STK CL C

Shares6.90K

TypeSH

Market value$1.03M

0.46%

Sole

120.00

Shared

0.00

None

6.78K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares4.17K

TypeSH

Market value$1.00M

0.45%

Sole

0.00

Shared

0.00

None

4.17K

ALPHABET INC

SOLE

CAP STK CL A

Shares6.68K

TypeSH

Market value$982.4K

0.44%

Sole

0.00

Shared

0.00

None

6.68K

MICROSOFT CORP

SOLE

COM

Shares1.88K

TypeSH

Market value$749.4K

0.34%

Sole

0.00

Shared

0.00

None

1.88K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 JUL

Shares16.61K

TypeSH

Market value$566.5K

0.25%

Sole

0.00

Shared

0.00

None

16.61K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	70.61K	SH	$34.40M 15.39%	608.00	70K
VANGUARD INDEX FDSSOLE	VALUE ETF	168.94K	SH	$25.38M 11.35%	2.59K	166.35K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	1.18M	SH	$24.71M 11.05%	18.45K	1.16M
INVESCO EXCHANGE TRADED FD TSOLE	INTL DIVI ACHI	1.02M	SH	$18.42M 8.24%	17.58K	998.09K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 CB	682.90K	SH	$13.95M 6.24%	9.43K	673.47K
ISHARES TRSOLE	GLOBAL 100 ETF	167.11K	SH	$13.80M 6.17%	2.24K	164.87K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 FEB	440.65K	SH	$12.94M 5.79%	6.63K	434.02K
INVESCO QQQ TRSOLE	UNIT SER 1	30.46K	SH	$12.90M 5.77%	208.00	30.25K
FIRST TR VALUE LINE DIVID INSOLE	SHS	294.91K	SH	$11.91M 5.33%	228.00	294.69K
INVESCO EXCH TRD SLF IDX FDSOLE	BULETSHS 2031 CP	607.14K	SH	$9.78M 4.37%	9.70K	597.44K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 HY	347.11K	SH	$7.86M 3.52%	4.49K	342.62K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST NAS100	224.67K	SH	$5.80M 2.59%	4.03K	220.64K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	98.72K	SH	$5.57M 2.49%	0.00	98.72K
APPLE INCSOLE	COM	20.10K	SH	$3.92M 1.76%	76.00	20.02K
FIRST TR EXCHNG TRADED FD VISOLE	FT CBOE VEST 100	135.27K	SH	$3.27M 1.46%	0.00	135.27K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	8.31K	SH	$3.09M 1.38%	120.00	8.19K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B20 FEB	105K	SH	$2.94M 1.32%	3.29K	101.70K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	12.02K	SH	$2.10M 0.94%	107.00	11.91K
DIMENSIONAL ETF TRUSTSOLE	INTERNATNAL VAL	39.72K	SH	$1.33M 0.60%	0.00	39.72K
BERKSHIRE HATHAWAY INC DELSOLE	CL A	2.00	SH	$1.13M 0.50%	0.00	2.00
ALPHABET INCSOLE	CAP STK CL C	6.90K	SH	$1.03M 0.46%	120.00	6.78K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	4.17K	SH	$1.00M 0.45%	0.00	4.17K
ALPHABET INCSOLE	CAP STK CL A	6.68K	SH	$982.4K 0.44%	0.00	6.68K
MICROSOFT CORPSOLE	COM	1.88K	SH	$749.4K 0.34%	0.00	1.88K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 JUL	16.61K	SH	$566.5K 0.25%	0.00	16.61K

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