Filed: 11/7/2023ACC: 0001085146-23-004123
📋 What this filing means
KAYE CAPITAL MANAGEMENT filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $218.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$218.12M
Total AUM (reported)
5.72M
Total Shares
Allocation by class
CORE S&P500 ETF$30.74M14.1%
BULSHS 2024 CB$24.79M11.4%
VALUE ETF$23.51M10.8%
INTL DIVI ACHI$18.52M8.5%
BULSHS 2025 CB$13.82M6.3%
GLOBAL 100 ETF$12.54M5.7%
SHS$11.94M5.5%
Portfolio Concentration
Top 3$79.04M36.2%
4–10$90.67M41.6%
11–25$45.21M20.7%
Rest$3.19M1.5%
Top 3 weight
36.2%
Top 10 weight
77.8%
Voting Authority Distribution
Total shares with voting rights: 5.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
ISHARES TR
SOLEShares71.58K
TypeSH
Market value$30.74M
14.09%
Sole
0.00
Shared
0.00
None
71.58K
INVESCO EXCH TRD SLF IDX FD
SOLEShares1.20M
TypeSH
Market value$24.79M
11.36%
Sole
0.00
Shared
0.00
None
1.20M
VANGUARD INDEX FDS
SOLEShares170.47K
TypeSH
Market value$23.51M
10.78%
Sole
0.00
Shared
0.00
None
170.47K
INVESCO EXCHANGE TRADED FD T
SOLEShares1.11M
TypeSH
Market value$18.52M
8.49%
Sole
0.00
Shared
0.00
None
1.11M
INVESCO EXCH TRD SLF IDX FD
SOLEShares687.01K
TypeSH
Market value$13.82M
6.33%
Sole
0.00
Shared
0.00
None
687.01K
ISHARES TR
SOLEShares171.18K
TypeSH
Market value$12.54M
5.75%
Sole
0.00
Shared
0.00
None
171.18K
FIRST TR VALUE LINE DIVID IN
SOLEShares319.36K
TypeSH
Market value$11.94M
5.47%
Sole
0.00
Shared
0.00
None
319.36K
AIM ETF PRODUCTS TRUST
SOLEShares452.34K
TypeSH
Market value$11.90M
5.45%
Sole
0.00
Shared
0.00
None
452.34K
INVESCO QQQ TR
SOLEShares30.94K
TypeSH
Market value$11.09M
5.08%
Sole
0.00
Shared
0.00
None
30.94K
INVESCO EXCH TRD SLF IDX FD
SOLEShares512.12K
TypeSH
Market value$10.87M
4.98%
Sole
0.00
Shared
0.00
None
512.12K
ISHARES TR
SOLEShares53.48K
TypeSH
Market value$9.97M
4.57%
Sole
0.00
Shared
0.00
None
53.48K
INVESCO EXCH TRD SLF IDX FD
SOLEShares347.52K
TypeSH
Market value$7.81M
3.58%
Sole
0.00
Shared
0.00
None
347.52K
FIRST TR EXCHNG TRADED FD VI
SOLEShares235.18K
TypeSH
Market value$5.65M
2.59%
Sole
0.00
Shared
0.00
None
235.18K
VANGUARD STAR FDS
SOLEShares98.36K
TypeSH
Market value$5.26M
2.41%
Sole
0.00
Shared
0.00
None
98.36K
APPLE INC
SOLEShares21.19K
TypeSH
Market value$3.63M
1.66%
Sole
0.00
Shared
0.00
None
21.19K
BERKSHIRE HATHAWAY INC DEL
SOLEShares8.29K
TypeSH
Market value$2.90M
1.33%
Sole
0.00
Shared
0.00
None
8.29K
AIM ETF PRODUCTS TRUST
SOLEShares109.32K
TypeSH
Market value$2.86M
1.31%
Sole
0.00
Shared
0.00
None
109.32K
INVESCO EXCH TRADED FD TR II
SOLEShares11.68K
TypeSH
Market value$1.72M
0.79%
Sole
0.00
Shared
0.00
None
11.68K
BERKSHIRE HATHAWAY INC DEL
SOLEShares2.00
TypeSH
Market value$1.06M
0.49%
Sole
0.00
Shared
0.00
None
2.00
ALPHABET INC
SOLEShares6.90K
TypeSH
Market value$909.5K
0.42%
Sole
0.00
Shared
0.00
None
6.90K
VANGUARD INDEX FDS
SOLEShares4.15K
TypeSH
Market value$881.6K
0.40%
Sole
0.00
Shared
0.00
None
4.15K
ALPHABET INC
SOLEShares6.70K
TypeSH
Market value$876.9K
0.40%
Sole
0.00
Shared
0.00
None
6.70K
MICROSOFT CORP
SOLEShares2.01K
TypeSH
Market value$634.9K
0.29%
Sole
0.00
Shared
0.00
None
2.01K
AIM ETF PRODUCTS TRUST
SOLEShares18.64K
TypeSH
Market value$575.2K
0.26%
Sole
0.00
Shared
0.00
None
18.64K
HORMEL FOODS CORP
SOLEShares12K
TypeSH
Market value$456.4K
0.21%
Sole
0.00
Shared
0.00
None
12K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 71.58K | SH | $30.74M 14.09% | 0.00 | 0.00 | 71.58K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 1.20M | SH | $24.79M 11.36% | 0.00 | 0.00 | 1.20M |
VANGUARD INDEX FDSSOLE | VALUE ETF | 170.47K | SH | $23.51M 10.78% | 0.00 | 0.00 | 170.47K |
INVESCO EXCHANGE TRADED FD TSOLE | INTL DIVI ACHI | 1.11M | SH | $18.52M 8.49% | 0.00 | 0.00 | 1.11M |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2025 CB | 687.01K | SH | $13.82M 6.33% | 0.00 | 0.00 | 687.01K |
ISHARES TRSOLE | GLOBAL 100 ETF | 171.18K | SH | $12.54M 5.75% | 0.00 | 0.00 | 171.18K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 319.36K | SH | $11.94M 5.47% | 0.00 | 0.00 | 319.36K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B10 FEB | 452.34K | SH | $11.90M 5.45% | 0.00 | 0.00 | 452.34K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 30.94K | SH | $11.09M 5.08% | 0.00 | 0.00 | 30.94K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2023 CB | 512.12K | SH | $10.87M 4.98% | 0.00 | 0.00 | 512.12K |
ISHARES TRSOLE | US CONSM STAPLES | 53.48K | SH | $9.97M 4.57% | 0.00 | 0.00 | 53.48K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 HY | 347.52K | SH | $7.81M 3.58% | 0.00 | 0.00 | 347.52K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST NAS100 | 235.18K | SH | $5.65M 2.59% | 0.00 | 0.00 | 235.18K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 98.36K | SH | $5.26M 2.41% | 0.00 | 0.00 | 98.36K |
APPLE INCSOLE | COM | 21.19K | SH | $3.63M 1.66% | 0.00 | 0.00 | 21.19K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 8.29K | SH | $2.90M 1.33% | 0.00 | 0.00 | 8.29K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B20 FEB | 109.32K | SH | $2.86M 1.31% | 0.00 | 0.00 | 109.32K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 11.68K | SH | $1.72M 0.79% | 0.00 | 0.00 | 11.68K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 2.00 | SH | $1.06M 0.49% | 0.00 | 0.00 | 2.00 |
ALPHABET INCSOLE | CAP STK CL C | 6.90K | SH | $909.5K 0.42% | 0.00 | 0.00 | 6.90K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 4.15K | SH | $881.6K 0.40% | 0.00 | 0.00 | 4.15K |
ALPHABET INCSOLE | CAP STK CL A | 6.70K | SH | $876.9K 0.40% | 0.00 | 0.00 | 6.70K |
MICROSOFT CORPSOLE | COM | 2.01K | SH | $634.9K 0.29% | 0.00 | 0.00 | 2.01K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B10 JUL | 18.64K | SH | $575.2K 0.26% | 0.00 | 0.00 | 18.64K |
HORMEL FOODS CORPSOLE | COM | 12K | SH | $456.4K 0.21% | 0.00 | 0.00 | 12K |
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