KAUFMAN SETH (President and CEO) received a stock award from VINTAGE WINE ESTATES, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

KAUFMAN SETH

Filed: 11/1/2023ACC: 0001062993-23-019978

InsiderKAUFMAN SETHCIK 1998405

→

IssuerVINTAGE WINE ESTATES, INC.CIK 1834045

Officer· President and CEO

Since Oct 2023

+7M

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

7M acquired

Non-Derivative Transactions1

Common Stock

Direct

A · Award

+1M

Price / share

—

Trade value

—

% of position

New position

10/30/2023

0.00→1M

Total

Net shares

+1M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/30/2023	A · Award	+1M	—	—	New position	0.00	1M
Total			+1M		$0.00

Derivative Transactions7

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

666.67K shares

+666.67K

Strike price

Held after

666.67K

Exercisable

—

10/30/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

666.67K shares

+666.67K

Strike price

Held after

666.67K

Exercisable

—

10/30/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

666.67K shares

+666.67K

Strike price

Held after

666.67K

Exercisable

—

10/30/2023

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

1M shares

+1M

Strike price

1.5

Held after

Exercisable

—

10/30/2023

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

1M shares

+1M

Strike price

3.0

Held after

Exercisable

—

10/30/2023

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

1M shares

+1M

Strike price

4.5

Held after

Exercisable

—

10/30/2023

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

1M shares

+1M

Strike price

6.0

Held after

Exercisable

—

10/30/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock666.67K shares	10/30/2023	A · Award	+666.67K	0	—	666.67K
Restricted Stock Units Direct	Common Stock666.67K shares	10/30/2023	A · Award	+666.67K	0	—	666.67K
Restricted Stock Units Direct	Common Stock666.67K shares	10/30/2023	A · Award	+666.67K	0	—	666.67K
Stock Option (right to buy) Direct	Common Stock1M shares	10/30/2023	A · Award	+1M	1.5	—	1M
Stock Option (right to buy) Direct	Common Stock1M shares	10/30/2023	A · Award	+1M	3.0	—	1M
Stock Option (right to buy) Direct	Common Stock1M shares	10/30/2023	A · Award	+1M	4.5	—	1M
Stock Option (right to buy) Direct	Common Stock1M shares	10/30/2023	A · Award	+1M	6.0	—	1M