KAUFMAN JOHN S (First Vice President & CFO) reported 4 transactions at MSB FINANCIAL CORP
Review the transaction codes below to understand the nature of each event.
Filed: 7/14/2020ACC: 0000899243-20-019058
Officer· First Vice President & CFO
Since Jun 2019
-13.47K
Net shares
Net seller
$4.1K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
13.47K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−401.00
Price / share
$10.19
Trade value
$4.09K
% of position
11.0%
7/10/2020
3.64K→3.24K
Common Stock
Direct
Shares
−3.24K
Price / share
—
Trade value
—
% of position
New position
7/10/2020
3.24K→0.00
Common Stock
Indirect
Shares
−438.00
Price / share
—
Trade value
—
% of position
New position
7/10/2020
438.00→0.00
Common Stock
Indirect
Shares
−1.39K
Price / share
—
Trade value
—
% of position
New position
7/10/2020
1.39K→0.00
Total
Net shares
−5.47K
Net value
-$4.09K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/10/2020 | F · Tax Withholding | −401.00 | $10.19 | $4.09K | 11.0% | 3.64K | 3.24K |
| Common Stock Direct | 7/10/2020 | J · J | −3.24K | — | — | New position | 3.24K | 0.00 |
| Common Stock Indirect | 7/10/2020 | J · J | −438.00 | — | — | New position | 438.00 | 0.00 |
| Common Stock Indirect | 7/10/2020 | J · J | −1.39K | — | — | New position | 1.39K | 0.00 |
| Total | −5.47K | -$4.09K | ||||||
Derivative Transactions1
Option- Right to Buy
Direct
Converts to
Common Stock
8K shares
Shares
−8K
Strike price
13.04
Held after
0.00
Exercisable
—
7/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option- Right to Buy Direct | Common Stock8K shares | 7/10/2020 | D · Disposition | −8K | 13.04 | — | 0.00 |