KAUFMAN BRETT (Senior Vice President and CFO) sold 205.35 shares of LADENBURG THALMANN FINANCIAL SERVICES INC. on the open market
Open‑market sale worth $5.1K. Review remaining holdings and any 10b5‑1 plan disclosures.
Common Stock
Shares
−318.47K
Price / share
$3.50
Trade value
$1.11M
% of position
8.00% Series A Cumulative Redeemable Preferred Stock
Shares
−205.35
Price / share
$25.00
Trade value
$5.13K
% of position
Net shares
−318.67K
Net value
-$1.12M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/14/2020 | D · Disposition | −318.47K | $3.50 | $1.11M | New position | 318.47K | 0.00 |
| 8.00% Series A Cumulative Redeemable Preferred Stock Direct | 2/18/2020 | S · Sale | −205.35 | $25.00 | $5.13K | New position | 205.35 | 0.00 |
| Total | −318.67K | -$1.12M | ||||||
Stock Option (Right to Buy)
Common Stock
125K shares
Shares
−125K
Strike price
1.28
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
125K shares
Shares
−125K
Strike price
2.80
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
62.50K shares
Shares
−62.50K
Strike price
1.40
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
75K shares
Shares
−75K
Strike price
3.25
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock125K shares | 2/14/2020 | D · Disposition | −125K | 1.28 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock125K shares | 2/14/2020 | D · Disposition | −125K | 2.80 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock62.50K shares | 2/14/2020 | D · Disposition | −62.50K | 1.40 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock75K shares | 2/14/2020 | D · Disposition | −75K | 3.25 | — | 0.00 |