KAUFMAN BRETT (Senior Vice President and CFO) reported 1 transaction at LADENBURG THALMANN FINANCIAL SERVICES INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/23/2019ACC: 0001209191-19-005063
Officer· Senior Vice President and CFO
Since Jan 2019
-2.99K
Net shares
Net seller
$9.3K
Total sold
0
Open market trades
0B · 0S
1
Total transactions
2.99K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−2.99K
Price / share
$3.10
Trade value
$9.26K
% of position
1.1%
1/20/2019
271.45K→268.47K
Total
Net shares
−2.99K
Net value
-$9.26K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/20/2019 | F · Tax Withholding | −2.99K | $3.10 | $9.26K | 1.1% | 271.45K | 268.47K |
| Total | −2.99K | -$9.26K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
8.00% Series A Cumulative Redeemable Preferred Stock
DirectShares owned205.35
Total
205.35 direct205.35
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock | 205.35 | Direct |
| Total | 205.35 | 205.35 direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported