KAU ANDREW reported 3 transactions at SYNACOR, INC.

Review the transaction codes below to understand the nature of each event.

KAU ANDREW

Filed: 4/1/2021ACC: 0001408278-21-000063

InsiderKAU ANDREWCIK 1293768

→

IssuerSYNACOR, INC.CIK 1408278

Director

Since May 2019

-4.17M

Net shares

Net seller

$8.76M

Total sold

Open market trades

0B · 0S

Total transactions

4.17M disposed

Non-Derivative Transactions3

Common Stock

Direct

U · U

−69.28K

Price / share

$2.20

Trade value

$152.41K

% of position

63.8%

3/31/2021

108.59K→39.31K

Common Stock

Indirect

U · U

−3.88M

Price / share

$2.20

Trade value

$8.53M

% of position

New position

3/31/2021

3.88M→0.00

Common Stock

Direct

D · Disposition

−39.31K

Price / share

$2.20

Trade value

$86.49K

% of position

New position

4/1/2021

39.31K→0.00

Total

Net shares

−3.98M

Net value

-$8.76M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/31/2021	U · U	−69.28K	$2.20	$152.41K	63.8%	108.59K	39.31K
Common Stock Indirect	3/31/2021	U · U	−3.88M	$2.20	$8.53M	New position	3.88M	0.00
Common Stock Direct	4/1/2021	D · Disposition	−39.31K	$2.20	$86.49K	New position	39.31K	0.00
Total			−3.98M		-$8.76M

Derivative Transactions9

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

50K shares

−50K

Strike price

3.32

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

5K shares

−5K

Strike price

11.14

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

3.68

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

2.26

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

30K shares

−30K

Strike price

2.44

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

2.96

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

3.5

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

30K shares

−30K

Strike price

1.95

Held after

0.00

Exercisable

—

4/1/2021

Director stock option (right to purchase)

Direct

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

1.64

Held after

0.00

Exercisable

—

4/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Director stock option (right to purchase) Direct	Common Stock50K shares	4/1/2021	D · Disposition	−50K	3.32	—
Director stock option (right to purchase) Direct	Common Stock5K shares	4/1/2021	D · Disposition	−5K	11.14	—
Director stock option (right to purchase) Direct	Common Stock15K shares	4/1/2021	D · Disposition	−15K	3.68	—
Director stock option (right to purchase) Direct	Common Stock15K shares	4/1/2021	D · Disposition	−15K	2.26	—
Director stock option (right to purchase) Direct	Common Stock30K shares	4/1/2021	D · Disposition	−30K	2.44	—
Director stock option (right to purchase) Direct	Common Stock15K shares	4/1/2021	D · Disposition	−15K	2.96	—
Director stock option (right to purchase) Direct	Common Stock15K shares	4/1/2021	D · Disposition	−15K	3.5	—
Director stock option (right to purchase) Direct	Common Stock30K shares	4/1/2021	D · Disposition	−30K	1.95	—
Director stock option (right to purchase) Direct	Common Stock15K shares	4/1/2021	D · Disposition	−15K	1.64	—