KATZMAN STEVEN B.

PrivateCIK: 1785416
Location

NASHVILLE, TN

KATZMAN STEVEN B. (COO and Director) sold 44.0% of their position (412K shares) of SMILEDIRECTCLUB, INC. on the open market

Open‑market sale worth $6.45M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderKATZMAN STEVEN B.CIK 1785416
IssuerSMILEDIRECTCLUB, INC.CIK 1775625
DirectorOfficer· COO and Director
Since Sep 2019
-412K
Net shares
Net seller
$6.45M
Total sold
2
Open market trades
0B · 2S
6
Total transactions
412K acquired · 824K disposed
Non-Derivative Transactions4

Class A Common Stock

Direct
C · Conversion

Shares

+400K

Price / share

Trade value

% of position

76.3%
1/27/2021
524.44K924.44K

Class A Common Stock

Direct
S · Sale

Shares

400K

Price / share

$15.64

Trade value

$6.26M

% of position

43.3%
1/27/2021
924.44K524.44K

Class A Common Stock

Direct
C · Conversion

Shares

+12K

Price / share

Trade value

% of position

2.3%
1/28/2021
524.44K536.44K

Class A Common Stock

Direct
S · Sale

Shares

12K

Price / share

$16.01

Trade value

$192.12K

% of position

2.2%
1/28/2021
536.44K524.44K
Total

Net shares

+0.00

Net value

-$6.45M

Derivative Transactions2

SDC Financial Common Units

Direct
C · Conversion
Converts to

Class A Common Stock

400K shares

Shares

400K

Strike price

Held after

5.89M

Exercisable

1/27/2021

SDC Financial Common Units

Direct
C · Conversion
Converts to

Class A Common Stock

12K shares

Shares

12K

Strike price

Held after

5.88M

Exercisable

1/28/2021
KATZMAN STEVEN B. — Insider Transaction (Form 4) Filed Jan 29, 2021 | Finecho