KATZ SAMUEL L sold 39.8% of their position (17.55K shares) of PENNANTPARK FLOATING RATE CAPITAL LTD. on the open market
Open‑market sale worth $183.8K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 12/21/2020ACC: 0001209191-20-064618
Director
Since May 2019
-17.55K
Net shares
Net seller
$183.8K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
17.55K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−8.93K
Price / share
$10.54
Trade value
$94.08K
% of position
20.3%
12/17/2020
44.05K→35.12K
Common Stock
Direct
Shares
−8.62K
Price / share
$10.41
Trade value
$89.75K
% of position
24.5%
12/18/2020
35.12K→26.50K
Total
Net shares
−17.55K
Net value
-$183.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/17/2020 | S · Sale | −8.93K | $10.54 | $94.08K | 20.3% | 44.05K | 35.12K |
| Common Stock Direct | 12/18/2020 | S · Sale | −8.62K | $10.41 | $89.75K | 24.5% | 35.12K | 26.50K |
| Total | −17.55K | -$183.82K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned120.60K
Total
120.60K indirect120.60K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 120.60K | Indirect |
| Total | 120.60K | 120.60K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported