KATZ SAMUEL L sold 36.3% of their position (25.15K shares) of PENNANTPARK FLOATING RATE CAPITAL LTD. on the open market
Open‑market sale worth $271.7K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 12/17/2020ACC: 0001209191-20-064074
Director
Since May 2019
-25.15K
Net shares
Net seller
$271.7K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
25.15K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−17.70K
Price / share
$10.87
Trade value
$192.32K
% of position
25.6%
12/15/2020
69.20K→51.50K
Common Stock
Direct
Shares
−7.45K
Price / share
$10.65
Trade value
$79.40K
% of position
14.5%
12/16/2020
51.50K→44.05K
Total
Net shares
−25.15K
Net value
-$271.72K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/15/2020 | S · Sale | −17.70K | $10.87 | $192.32K | 25.6% | 69.20K | 51.50K |
| Common Stock Direct | 12/16/2020 | S · Sale | −7.45K | $10.65 | $79.40K | 14.5% | 51.50K | 44.05K |
| Total | −25.15K | -$271.72K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned120.60K
Total
120.60K indirect120.60K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 120.60K | Indirect |
| Total | 120.60K | 120.60K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported