KATZ SAMUEL L sold 20.0% of their position (17.30K shares) of PENNANTPARK FLOATING RATE CAPITAL LTD. on the open market
Open‑market sale worth $187.7K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 12/15/2020ACC: 0001209191-20-063451
Director
Since May 2019
-17.30K
Net shares
Net seller
$187.7K
Total sold
2
Open market trades
0B · 2S
2
Total transactions
17.30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−6.56K
Price / share
$10.84
Trade value
$71.14K
% of position
7.6%
12/11/2020
86.50K→79.94K
Common Stock
Direct
Shares
−10.74K
Price / share
$10.85
Trade value
$116.51K
% of position
13.4%
12/14/2020
79.94K→69.20K
Total
Net shares
−17.30K
Net value
-$187.66K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2020 | S · Sale | −6.56K | $10.84 | $71.14K | 7.6% | 86.50K | 79.94K |
| Common Stock Direct | 12/14/2020 | S · Sale | −10.74K | $10.85 | $116.51K | 13.4% | 79.94K | 69.20K |
| Total | −17.30K | -$187.66K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned120.60K
Total
120.60K indirect120.60K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 120.60K | Indirect |
| Total | 120.60K | 120.60K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported