KATZ SAMUEL L reported 2 transactions at PENNANTPARK FLOATING RATE CAPITAL LTD.
Review the transaction codes below to understand the nature of each event.
Filed: 12/7/2020ACC: 0001209191-20-061930
Director
Since May 2019
0.00
Net shares
Net seller
$1.31M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
120.30K acquired · 120.30K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−120.30K
Price / share
$10.91
Trade value
$1.31M
% of position
58.2%
12/3/2020
206.80K→86.50K
Common Stock
Indirect
Shares
+120.30K
Price / share
$10.91
Trade value
$1.31M
% of position
40100.0%
12/3/2020
300.00→120.60K
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/3/2020 | J · J | −120.30K | $10.91 | $1.31M | 58.2% | 206.80K | 86.50K |
| Common Stock Indirect | 12/3/2020 | J · J | +120.30K | $10.91 | $1.31M | 40100.0% | 300.00 | 120.60K |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported