KATZ MICHAEL ROBERT (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

KATZ MICHAEL ROBERT

Filed: 7/2/2024ACC: 0001127602-24-019832

InsiderKATZ MICHAEL ROBERTCIK 1853487

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Mar 2021

-2.10K

Net shares

Net seller

$149.0K

Total sold

Open market trades

0B · 0S

Total transactions

4.62K acquired · 6.71K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+2.94K

Price / share

—

Trade value

—

% of position

10.3%

7/1/2024

28.59K→31.52K

Common Stock

Direct

F · Tax Withholding

−1.33K

Price / share

$71.11

Trade value

$94.79K

% of position

4.2%

7/1/2024

31.52K→30.19K

Common Stock

Direct

M · Option Exercise

+1.68K

Price / share

—

Trade value

—

% of position

5.6%

7/1/2024

30.19K→31.87K

Common Stock

Direct

F · Tax Withholding

−762.00

Price / share

$71.11

Trade value

$54.19K

% of position

2.4%

7/1/2024

31.87K→31.11K

Total

Net shares

+2.52K

Net value

-$148.98K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/1/2024	M · Option Exercise	+2.94K	—	—	10.3%	28.59K	31.52K
Common Stock Direct	7/1/2024	F · Tax Withholding	−1.33K	$71.11	$94.79K	4.2%	31.52K	30.19K
Common Stock Direct	7/1/2024	M · Option Exercise	+1.68K	—	—	5.6%	30.19K	31.87K
Common Stock Direct	7/1/2024	F · Tax Withholding	−762.00	$71.11	$54.19K	2.4%	31.87K	31.11K
Total			+2.52K		-$148.98K

Derivative Transactions2

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

2.94K shares

−2.94K

Strike price

Held after

36K

Exercisable

—

7/1/2024

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.68K shares

−1.68K

Strike price

Held after

15.96K

Exercisable

—

7/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Performance Stock Unit Direct	Common Stock2.94K shares	7/1/2024	M · Option Exercise	−2.94K		—	36K
Restricted Stock Units Direct	Common Stock1.68K shares	7/1/2024	M · Option Exercise	−1.68K		—	15.96K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

831.95

Shares owned

831.95

Exercise price

Expiration

—

Exercise window

—

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

56.19K

Shares owned

56.19K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

57.02K

Owned

57.02K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	831.95	831.95
Performance-Based Stock Options Direct	Common Stock	—	—	56.19K	56.19K
Total				57.02K	57.02K