KATZ MICHAEL ROBERT (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

KATZ MICHAEL ROBERT

Filed: 2/22/2024ACC: 0001127602-24-006283

InsiderKATZ MICHAEL ROBERTCIK 1853487

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Mar 2021

-6.60K

Net shares

Net seller

$463.1K

Total sold

Open market trades

0B · 0S

Total transactions

15.41K acquired · 22.02K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+6.94K

Price / share

—

Trade value

—

% of position

35.1%

2/20/2024

19.77K→26.72K

Common Stock

Direct

M · Option Exercise

+8.47K

Price / share

—

Trade value

—

% of position

31.7%

2/20/2024

26.72K→35.19K

Common Stock

Direct

F · Tax Withholding

−6.60K

Price / share

$70.14

Trade value

$463.06K

% of position

18.8%

2/20/2024

35.19K→28.59K

Total

Net shares

+8.81K

Net value

-$463.06K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2024	M · Option Exercise	+6.94K	—	—	35.1%	19.77K	26.72K
Common Stock Direct	2/20/2024	M · Option Exercise	+8.47K	—	—	31.7%	26.72K	35.19K
Common Stock Direct	2/20/2024	F · Tax Withholding	−6.60K	$70.14	$463.06K	18.8%	35.19K	28.59K
Total			+8.81K		-$463.06K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.94K shares

−6.94K

Strike price

Held after

10.36K

Exercisable

—

2/20/2024

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.47K shares

−8.47K

Strike price

Held after

29.87K

Exercisable

—

2/20/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock6.94K shares	2/20/2024	M · Option Exercise	−6.94K		—	10.36K
Performance Stock Unit Direct	Common Stock8.47K shares	2/20/2024	M · Option Exercise	−8.47K		—	29.87K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

818.39

Shares owned

818.39

Exercise price

Expiration

—

Exercise window

—

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

56.19K

Shares owned

56.19K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

57.01K

Owned

57.01K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	818.39	818.39
Performance-Based Stock Options Direct	Common Stock	—	—	56.19K	56.19K
Total				57.01K	57.01K