KATZ MICHAEL ROBERT (See Remarks) exercised options at VOYA FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/5/2023ACC: 0001127602-23-020175
Officer· See Remarks
Since Mar 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.68K acquired · 1.68K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.68K
Price / share
—
Trade value
—
% of position
9.3%
7/3/2023
18.10K→19.77K
Total
Net shares
+1.68K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/3/2023 | M · Option Exercise | +1.68K | — | — | 9.3% | 18.10K | 19.77K |
| Total | +1.68K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.68K shares
Shares
−1.68K
Strike price
Held after
17.30K
Exercisable
—
7/3/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.68K shares | 7/3/2023 | M · Option Exercise | −1.68K | — | 17.30K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Performance Stock Unit
DirectUnderlying security
Common Stock
Underlying shares
38.34K
Shares owned
38.34K
Exercise price
Expiration
—
Exercise window
—
Performance-Based Stock Options
DirectUnderlying security
Common Stock
Underlying shares
56.19K
Shares owned
56.19K
Exercise price
Expiration
—
Exercise window
—
Deferred Savings Plan Issuer Stock Units
DirectUnderlying security
Common Stock
Underlying shares
813.46
Shares owned
813.46
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
95.34K
Owned
95.34K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Stock Unit Direct | Common Stock | — | — | 38.34K | 38.34K | |
| Performance-Based Stock Options Direct | Common Stock | — | — | 56.19K | 56.19K | |
| Deferred Savings Plan Issuer Stock Units Direct | Common Stock | — | — | 813.46 | 813.46 | |
| Total | 95.34K | 95.34K | ||||