KATZ MICHAEL ROBERT (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

KATZ MICHAEL ROBERT

Filed: 2/23/2023ACC: 0001127602-23-006888

InsiderKATZ MICHAEL ROBERTCIK 1853487

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Mar 2021

+13.10K

Net shares

Net buyer

$319.3K

Total sold

Open market trades

0B · 0S

Total transactions

26.28K acquired · 13.18K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+3.17K

Price / share

—

Trade value

—

% of position

23.5%

2/20/2023

13.52K→16.70K

Common Stock

Direct

F · Tax Withholding

−1.75K

Price / share

$74.44

Trade value

$130.49K

% of position

10.5%

2/20/2023

16.70K→14.94K

Common Stock

Direct

M · Option Exercise

+1.37K

Price / share

—

Trade value

—

% of position

9.2%

2/20/2023

14.94K→16.31K

Common Stock

Direct

F · Tax Withholding

−663.00

Price / share

$74.44

Trade value

$49.35K

% of position

4.1%

2/20/2023

16.31K→15.65K

Common Stock

Direct

M · Option Exercise

+2.56K

Price / share

—

Trade value

—

% of position

16.3%

2/21/2023

15.65K→18.21K

Common Stock

Direct

F · Tax Withholding

−1.11K

Price / share

$74.44

Trade value

$82.85K

% of position

6.1%

2/21/2023

18.21K→17.09K

Common Stock

Direct

M · Option Exercise

+1.77K

Price / share

—

Trade value

—

% of position

10.4%

2/22/2023

17.09K→18.87K

Common Stock

Direct

F · Tax Withholding

−772.00

Price / share

$73.34

Trade value

$56.62K

% of position

4.1%

2/22/2023

18.87K→18.10K

Total

Net shares

+4.58K

Net value

-$319.32K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2023	M · Option Exercise	+3.17K	—	—	23.5%	13.52K	16.70K
Common Stock Direct	2/20/2023	F · Tax Withholding	−1.75K	$74.44	$130.49K	10.5%	16.70K	14.94K
Common Stock Direct	2/20/2023	M · Option Exercise	+1.37K	—	—	9.2%	14.94K	16.31K
Common Stock Direct	2/20/2023	F · Tax Withholding	−663.00	$74.44	$49.35K	4.1%	16.31K	15.65K
Common Stock Direct	2/21/2023	M · Option Exercise	+2.56K	—	—	16.3%	15.65K	18.21K
Common Stock Direct	2/21/2023	F · Tax Withholding	−1.11K	$74.44	$82.85K	6.1%	18.21K	17.09K
Common Stock Direct	2/22/2023	M · Option Exercise	+1.77K	—	—	10.4%	17.09K	18.87K
Common Stock Direct	2/22/2023	F · Tax Withholding	−772.00	$73.34	$56.62K	4.1%	18.87K	18.10K
Total			+4.58K		-$319.32K

Derivative Transactions6

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.17K shares

−3.17K

Strike price

Held after

28.77K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.37K shares

−1.37K

Strike price

Held after

15.48K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.56K shares

−2.56K

Strike price

Held after

12.92K

Exercisable

—

2/21/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.77K shares

−1.77K

Strike price

Held after

11.14K

Exercisable

—

2/22/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

7.83K shares

+7.83K

Strike price

Held after

18.98K

Exercisable

—

2/22/2023

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

9.57K shares

+9.57K

Strike price

Held after

38.34K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock3.17K shares	2/20/2023	M · Option Exercise	−3.17K	—	28.77K
Restricted Stock Units Direct	Common Stock1.37K shares	2/20/2023	M · Option Exercise	−1.37K	—	15.48K
Restricted Stock Units Direct	Common Stock2.56K shares	2/21/2023	M · Option Exercise	−2.56K	—	12.92K
Restricted Stock Units Direct	Common Stock1.77K shares	2/22/2023	M · Option Exercise	−1.77K	—	11.14K
Restricted Stock Units Direct	Common Stock7.83K shares	2/22/2023	A · Award	+7.83K	—	18.98K
Performance Stock Unit Direct	Common Stock9.57K shares	2/22/2023	A · Award	+9.57K	—	38.34K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

56.19K

Shares owned

56.19K

Exercise price

Expiration

—

Exercise window

—

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

808.85

Shares owned

808.85

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

57K

Owned

57K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Stock Options Direct	Common Stock	—	—	56.19K	56.19K
Deferred Savings Plan Issuer Stock Units Direct	Common Stock	—	—	808.85	808.85
Total				57K	57K