KATZ AVI S (CEO, Pres, Exec Chairman) purchased 1.4% of their position (63.75K shares) of UPHEALTH, INC. on the open market

Open‑market purchase worth $637.5K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase

KATZ AVI S

Filed: 8/16/2021ACC: 0001062993-21-007616

InsiderKATZ AVI SCIK 1451693

→

IssuerUPHEALTH, INC.CIK 1770141

DirectorOfficer10% Owner· CEO, Pres, Exec Chairman

Since Jun 2019

-265.94K

Net shares

Net seller

$878.1K

Total acquired

Open market trades

1B · 0S

Total transactions

215.31K acquired · 481.25K disposed

Non-Derivative Transactions2

Common Stock

Indirect

P · Purchase

+63.75K

Price / share

$10.00

Trade value

$637.50K

% of position

1.4%

6/13/2019

4.44M→4.50M

Common Stock

Indirect

J · J

+24.06K

Price / share

$10.00

Trade value

$240.63K

% of position

0.5%

6/9/2021

4.50M→4.52M

Total

Net shares

+87.81K

Net value

$878.13K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	6/13/2019	P · Purchase	+63.75K	$10.00	$637.50K	1.4%	4.44M	4.50M
Common Stock Indirect	6/9/2021	J · J	+24.06K	$10.00	$240.63K	0.5%	4.50M	4.52M
Total			+87.81K		$878.13K

Derivative Transactions3

Private Warrants

Indirect

P · Purchase

Converts to

Common Stock

63.75K shares

+63.75K

Strike price

11.5

Held after

63.75K

Exercisable

—

6/13/2019

Private Rights

Indirect

P · Purchase

Converts to

Common Stock

3.19K shares

+63.75K

Strike price

Held after

63.75K

Exercisable

—

6/13/2019

Private Rights

Indirect

J · J

Converts to

Common Stock

0.00 shares

−481.25K

Strike price

Held after

0.00

Exercisable

—

6/9/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Private Warrants Indirect	Common Stock63.75K shares	6/13/2019	P · Purchase	+63.75K	11.5	—	63.75K
Private Rights Indirect	Common Stock3.19K shares	6/13/2019	P · Purchase	+63.75K		—	63.75K
Private Rights Indirect	Common Stock0.00 shares	6/9/2021	J · J	−481.25K		—	0.00