KATO SOTARO (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183570
Officer· See Remarks
Since Mar 2026
-58.22K
Net shares
Net seller
$466.7K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
78.04K acquired · 136.25K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+35.74K
Price / share
—
Trade value
—
% of position
83.2%
4/24/2026
42.96K→78.69K
Common Stock
Direct
Shares
−35.74K
Price / share
$8.21
Trade value
$293.39K
% of position
45.4%
4/24/2026
78.69K→42.96K
Common Stock
Direct
Shares
+42.30K
Price / share
—
Trade value
—
% of position
98.5%
4/27/2026
42.96K→85.26K
Common Stock
Direct
Shares
−22.48K
Price / share
$7.71
Trade value
$173.34K
% of position
26.4%
4/27/2026
85.26K→62.77K
Total
Net shares
+19.82K
Net value
-$466.74K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +35.74K | — | — | 83.2% | 42.96K | 78.69K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −35.74K | $8.21 | $293.39K | 45.4% | 78.69K | 42.96K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +42.30K | — | — | 98.5% | 42.96K | 85.26K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −22.48K | $7.71 | $173.34K | 26.4% | 85.26K | 62.77K |
| Total | +19.82K | -$466.74K | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
35.74K shares
Shares
−35.74K
Strike price
Held after
41.44K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
42.30K shares
Shares
−42.30K
Strike price
Held after
41.40K
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock35.74K shares | 4/24/2026 | M · Option Exercise | −35.74K | — | 41.44K | |
| Restricted Stock Units Direct | Common stock42.30K shares | 4/27/2026 | M · Option Exercise | −42.30K | — | 41.40K |