KATHWARI M FAROOQ

PrivateCIK: 1217614
Location

DANBURY, CT

KATHWARI M FAROOQ (Chairman, President & CEO) exercised options at ETHAN ALLEN INTERIORS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderKATHWARI M FAROOQCIK 1217614
DirectorOfficer10% Owner· Chairman, President & CEO
Since Jan 2018
+769.00
Net shares
Net buyer
$158.0K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
7.97K acquired · 7.20K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+7.97K

Price / share

$21.93

Trade value

$174.85K

% of position

0.5%
9/11/2026
1.47M1.47M

Common Stock

Direct
F · Tax Withholding

Shares

7.20K

Price / share

$21.93

Trade value

$157.98K

% of position

0.5%
9/11/2026
1.47M1.47M
Total

Net shares

+769.00

Net value

$16.86K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned8.55K

Common Stock

Indirect
Shares owned15.36K

Common Stock

Indirect
Shares owned88.32K
Total
112.23K indirect112.23K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
KATHWARI M FAROOQ — Insider Transaction (Form 4) Filed Sep 11, 2026 | Finecho