KASTURI SEENU G. (President and CFO) received a stock award from ARC GROUP, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 11/14/2018ACC: 0001144204-18-059899
DirectorOfficer10% Owner· President and CFO
Since Jul 2018
+7.41K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.41K acquired
Non-Derivative Transactions1
Common Stock, $0.01 par value
Direct
Shares
+7.41K
Price / share
—
Trade value
—
% of position
0.7%
10/1/2018
1.10M→1.11M
Total
Net shares
+7.41K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value Direct | 10/1/2018 | A · Award | +7.41K | — | — | 0.7% | 1.10M | 1.11M |
| Total | +7.41K | $0.00 | ||||||
Derivative Transactions1
Secured Convertible Promissory Note
Direct
Converts to
Common Stock, $0.01 par value
458.04K shares
Shares
+N/A
Strike price
1.36
Held after
458.04K
Exercisable
—
8/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Secured Convertible Promissory Note Direct | Common Stock, $0.01 par value458.04K shares | 8/30/2018 | A · Award | +N/A | 1.36 | — | 458.04K |
Non-Derivative Holdings (Post-Transaction)2
Series A Convertible Preferred Stock, $0.01 par value
DirectShares owned449.58K
Common Stock, $0.01 par value
IndirectShares owned911.00
Total
449.58K direct·911.00 indirect450.49K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series A Convertible Preferred Stock, $0.01 par value | 449.58K | Direct |
| Common Stock, $0.01 par value | 911.00 | Indirect |
| Total | 450.49K | 449.58K direct·911.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported