KASSIN PHILIP (President and COO) reported 1 transaction at ROMEO POWER, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/31/2020ACC: 0001104659-20-141105
DirectorOfficer10% Owner· President and COO
Since Feb 2019
+3.77M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
9.52M acquired · 5.75M disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+5.75M
Price / share
—
Trade value
—
% of position
New position
12/29/2020
0.00→5.75M
Total
Net shares
+5.75M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 12/29/2020 | C · Conversion | +5.75M | — | — | New position | 0.00 | 5.75M |
| Total | +5.75M | $0.00 | ||||||
Derivative Transactions2
Class B Common Stock
Indirect
Converts to
Class A Common Stock
5.75M shares
Shares
−5.75M
Strike price
Held after
0.00
Exercisable
—
12/29/2020
Warrants
Indirect
Converts to
Class A Common Stock
3.77M shares
Shares
+3.77M
Strike price
11.50
Held after
3.77M
Exercisable
—
12/29/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Class A Common Stock5.75M shares | 12/29/2020 | C · Conversion | −5.75M | — | 0.00 | |
| Warrants Indirect | Class A Common Stock3.77M shares | 12/29/2020 | A · Award | +3.77M | 11.50 | — | 3.77M |