KARSH BRUCE A (See Remarks) reported 2 transactions at BROOKFIELD OAKTREE HOLDINGS, LLC

Review the transaction codes below to understand the nature of each event.

KARSH BRUCE A

Filed: 10/2/2019ACC: 0000899243-19-024716

InsiderKARSH BRUCE ACIK 1187256

→

IssuerBROOKFIELD OAKTREE HOLDINGS, LLCCIK 1403528

DirectorOfficer· See Remarks

Since May 2019

-15.17M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

15.17M disposed

Non-Derivative Transactions2

Class A Units

Direct

D · Disposition

−101.83K

Price / share

—

Trade value

—

% of position

New position

9/30/2019

101.83K→0.00

Class A Units

Indirect

D · Disposition

−13K

Price / share

—

Trade value

—

% of position

New position

9/30/2019

13K→0.00

Total

Net shares

−114.83K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Units Direct	9/30/2019	D · Disposition	−101.83K	—	—	New position	101.83K	0.00
Class A Units Indirect	9/30/2019	D · Disposition	−13K	—	—	New position	13K	0.00
Total			−114.83K		$0.00

Derivative Transactions6

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

1.78M shares

−1.78M

Strike price

Held after

7.14M

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

7.14M shares

−7.14M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

665.70K shares

−665.70K

Strike price

Held after

2.66M

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

2.66M shares

−2.66M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

560.71K shares

−560.71K

Strike price

Held after

2.24M

Exercisable

—

9/30/2019

OCGH Units

Indirect

D · Disposition

Converts to

Class A Units

2.24M shares

−2.24M

Strike price

Held after

0.00

Exercisable

—

9/30/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
OCGH Units Indirect	Class A Units1.78M shares	9/30/2019	D · Disposition	−1.78M	—	7.14M
OCGH Units Indirect	Class A Units7.14M shares	9/30/2019	D · Disposition	−7.14M	—	0.00
OCGH Units Indirect	Class A Units665.70K shares	9/30/2019	D · Disposition	−665.70K	—	2.66M
OCGH Units Indirect	Class A Units2.66M shares	9/30/2019	D · Disposition	−2.66M	—	0.00
OCGH Units Indirect	Class A Units560.71K shares	9/30/2019	D · Disposition	−560.71K	—	2.24M
OCGH Units Indirect	Class A Units2.24M shares	9/30/2019	D · Disposition	−2.24M	—	0.00