Filed: 2/15/2023ACC: 0001072613-23-000231
📋 What this filing means
KARPUS MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 437 equity positions with a total reported market value of $2.96B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
437
Positions
$2.96B
Total AUM (reported)
217.69M
Total Shares
Allocation by class
COM$1.20B40.7%
S&P 500 ETF SHS$188.39M6.4%
CLASS A COM$174.97M5.9%
CORE S&P500 ETF$139.94M4.7%
COM SH BEN INT$104.02M3.5%
COM CL A$103.13M3.5%
CLASS A ORD SHS$73.41M2.5%
Portfolio Concentration
Top 3$473.00M16.0%
4–10$454.84M15.4%
11–25$461.05M15.6%
Rest$1.57B53.1%
Top 3 weight
16.0%
Top 10 weight
31.4%
Voting Authority Distribution
Total shares with voting rights: 217.69M
Sole
Full voting authority
215.10M
shares
% of voting shares98.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.59M
shares
% of voting shares1.2%
Investment Discretion (by position count)
Sole437
Shared0
Other0
Dominant voting typeSole · 98.8% of voting shares
Institutional Holdings437
Rows:
VANGUARD INDEX FDS S&P 500 ETF SH
SOLEShares536.20K
TypeSH
Market value$188.39M
6.37%
Sole
536.20K
Shared
0.00
None
0.00
NUVEEN NY AMT FREE MUN INCOME COM
SOLEShares14.10M
TypeSH
Market value$144.68M
4.89%
Sole
13.76M
Shared
0.00
None
345K
ISHARES CORE S&P500 ETF
SOLEShares364.22K
TypeSH
Market value$139.94M
4.73%
Sole
364.22K
Shared
0.00
None
0.00
BLACKROCK MUNICIPAL INCOME FUND
SOLEShares8.91M
TypeSH
Market value$100.99M
3.41%
Sole
8.79M
Shared
0.00
None
125K
NUVEEN AMT-FR QLTY MUNI INC
SOLEShares6.69M
TypeSH
Market value$76.07M
2.57%
Sole
6.59M
Shared
0.00
None
100K
VANGUARD INDEX FDS SMALL CP ETF
SOLEShares369.88K
TypeSH
Market value$67.89M
2.29%
Sole
369.88K
Shared
0.00
None
0.00
EATON VANCE MUN BD FD COM
SOLEShares6.06M
TypeSH
Market value$62.96M
2.13%
Sole
6.06M
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF
SOLEShares1.41M
TypeSH
Market value$54.89M
1.86%
Sole
1.41M
Shared
0.00
None
0.00
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT
SOLEShares5.91M
TypeSH
Market value$50.91M
1.72%
Sole
5.68M
Shared
0.00
None
235K
VANGUARD INDEX FDS TOTAL STK MKT
SOLEShares215.18K
TypeSH
Market value$41.14M
1.39%
Sole
215.18K
Shared
0.00
None
0.00
BLACKROCK MUNIHOLDINGS FUND INC
SOLEShares3.17M
TypeSH
Market value$38.51M
1.30%
Sole
3.17M
Shared
0.00
None
0.00
BLACKROCK MUNIVEST FUND
SOLEShares5.44M
TypeSH
Market value$38.16M
1.29%
Sole
5.44M
Shared
0.00
None
0.00
GABELLI DIVD & INCOME TR COM
SOLEShares1.64M
TypeSH
Market value$33.72M
1.14%
Sole
1.64M
Shared
0.00
None
0.00
BlackRock MuniYield Quality Fund III
SOLEShares3M
TypeSH
Market value$33.67M
1.14%
Sole
3M
Shared
0.00
None
0.00
BlackRock ESG Capital Allocation Trust
SOLEShares2.37M
TypeSH
Market value$31.81M
1.08%
Sole
2.37M
Shared
0.00
None
0.00
INVESCO MUNICIPAL TRUST
SOLEShares3.04M
TypeSH
Market value$30.09M
1.02%
Sole
2.90M
Shared
0.00
None
143.82K
NUVEEN OHIO QUALITY INCOME MUN COM
SOLEShares2.34M
TypeSH
Market value$29.74M
1.01%
Sole
2.34M
Shared
0.00
None
0.00
VANGUARD FTSE PACIFIC ETF
SOLEShares461.94K
TypeSH
Market value$29.73M
1.00%
Sole
461.94K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INCOME FUND
SOLEShares2.43M
TypeSH
Market value$29.30M
0.99%
Sole
2.34M
Shared
0.00
None
87.50K
ISHARES EUROPE ETF
SOLEShares643.65K
TypeSH
Market value$29.15M
0.99%
Sole
643.65K
Shared
0.00
None
0.00
VANGUARD DIVIDEND APPREC ETF
SOLEShares191.74K
TypeSH
Market value$29.12M
0.98%
Sole
191.74K
Shared
0.00
None
0.00
INVESCO QUALITY MUNI INC TRST COM
SOLEShares3.06M
TypeSH
Market value$28.83M
0.97%
Sole
3.06M
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD FUND INC
SOLEShares2.56M
TypeSH
Market value$26.60M
0.90%
Sole
2.56M
Shared
0.00
None
0.00
BLACKROCK 2030 MUNICIPAL TARGET TERM TRUST
SOLEShares1.25M
TypeSH
Market value$26.56M
0.90%
Sole
1.25M
Shared
0.00
None
0.00
NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUND
SOLEShares2.86M
TypeSH
Market value$26.05M
0.88%
Sole
2.86M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDS S&P 500 ETF SHSOLE | S&P 500 ETF SHS | 536.20K | SH | $188.39M 6.37% | 536.20K | 0.00 | 0.00 |
NUVEEN NY AMT FREE MUN INCOME COMSOLE | COM | 14.10M | SH | $144.68M 4.89% | 13.76M | 0.00 | 345K |
ISHARES CORE S&P500 ETFSOLE | CORE S&P500 ETF | 364.22K | SH | $139.94M 4.73% | 364.22K | 0.00 | 0.00 |
BLACKROCK MUNICIPAL INCOME FUNDSOLE | COM | 8.91M | SH | $100.99M 3.41% | 8.79M | 0.00 | 125K |
NUVEEN AMT-FR QLTY MUNI INCSOLE | COM | 6.69M | SH | $76.07M 2.57% | 6.59M | 0.00 | 100K |
VANGUARD INDEX FDS SMALL CP ETFSOLE | SMALL CP ETF | 369.88K | SH | $67.89M 2.29% | 369.88K | 0.00 | 0.00 |
EATON VANCE MUN BD FD COMSOLE | COM | 6.06M | SH | $62.96M 2.13% | 6.06M | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETFSOLE | FTSE EMR MKT ETF | 1.41M | SH | $54.89M 1.86% | 1.41M | 0.00 | 0.00 |
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INTSOLE | COM SH BEN INT | 5.91M | SH | $50.91M 1.72% | 5.68M | 0.00 | 235K |
VANGUARD INDEX FDS TOTAL STK MKTSOLE | TOTAL STK MKT | 215.18K | SH | $41.14M 1.39% | 215.18K | 0.00 | 0.00 |
BLACKROCK MUNIHOLDINGS FUND INCSOLE | COM | 3.17M | SH | $38.51M 1.30% | 3.17M | 0.00 | 0.00 |
BLACKROCK MUNIVEST FUNDSOLE | COM | 5.44M | SH | $38.16M 1.29% | 5.44M | 0.00 | 0.00 |
GABELLI DIVD & INCOME TR COMSOLE | COM | 1.64M | SH | $33.72M 1.14% | 1.64M | 0.00 | 0.00 |
BlackRock MuniYield Quality Fund IIISOLE | COM | 3M | SH | $33.67M 1.14% | 3M | 0.00 | 0.00 |
BlackRock ESG Capital Allocation TrustSOLE | SHS BEN INT | 2.37M | SH | $31.81M 1.08% | 2.37M | 0.00 | 0.00 |
INVESCO MUNICIPAL TRUSTSOLE | COM | 3.04M | SH | $30.09M 1.02% | 2.90M | 0.00 | 143.82K |
NUVEEN OHIO QUALITY INCOME MUN COMSOLE | COM | 2.34M | SH | $29.74M 1.01% | 2.34M | 0.00 | 0.00 |
VANGUARD FTSE PACIFIC ETFSOLE | FTSE PACIFIC ETF | 461.94K | SH | $29.73M 1.00% | 461.94K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCOME FUNDSOLE | COM SH BEN INT | 2.43M | SH | $29.30M 0.99% | 2.34M | 0.00 | 87.50K |
ISHARES EUROPE ETFSOLE | EUROPE ETF | 643.65K | SH | $29.15M 0.99% | 643.65K | 0.00 | 0.00 |
VANGUARD DIVIDEND APPREC ETFSOLE | DIV APP ETF | 191.74K | SH | $29.12M 0.98% | 191.74K | 0.00 | 0.00 |
INVESCO QUALITY MUNI INC TRST COMSOLE | COM | 3.06M | SH | $28.83M 0.97% | 3.06M | 0.00 | 0.00 |
BLACKROCK MUNIYIELD FUND INCSOLE | COM | 2.56M | SH | $26.60M 0.90% | 2.56M | 0.00 | 0.00 |
BLACKROCK 2030 MUNICIPAL TARGET TERM TRUSTSOLE | COM SHS BEN IN | 1.25M | SH | $26.56M 0.90% | 1.25M | 0.00 | 0.00 |
NEUBERGER BERMAN NEXT GENERATION CONNECTIVITY FUNDSOLE | COMMON STOCK | 2.86M | SH | $26.05M 0.88% | 2.86M | 0.00 | 0.00 |
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