KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2023ACC: 0001493152-23-003428
DirectorOfficer10% Owner· CEO & CHAIRMAN
Since Mar 2020
-268.34K
Net shares
Net seller
$2.19M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
500K acquired · 768.34K disposed
Non-Derivative Transactions2
Common Stock, par value $0.005
Direct
Shares
+500K
Price / share
$0.60
Trade value
$300K
% of position
14.9%
2/1/2023
3.35M→3.85M
Common Stock, par value $0.005
Direct
Shares
−268.34K
Price / share
$8.18
Trade value
$2.19M
% of position
7.0%
2/1/2023
3.85M→3.58M
Total
Net shares
+231.66K
Net value
-$1.89M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 2/1/2023 | M · Option Exercise | +500K | $0.60 | $300K | 14.9% | 3.35M | 3.85M |
| Common Stock, par value $0.005 Direct | 2/1/2023 | F · Tax Withholding | −268.34K | $8.18 | $2.19M | 7.0% | 3.85M | 3.58M |
| Total | +231.66K | -$1.89M | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
500K shares
Shares
−500K
Strike price
0.6
Held after
0.00
Exercisable
—
2/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock500K shares | 2/1/2023 | M · Option Exercise | −500K | 0.6 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.005
IndirectShares owned100K
Total
100K indirect100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.005 | 100K | Indirect |
| Total | 100K | 100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported