KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/17/2023ACC: 0001493152-23-001631
DirectorOfficer10% Owner· CEO & CHAIRMAN
Since Mar 2020
-319.23K
Net shares
Net seller
$2.99M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
600K acquired · 919.23K disposed
Non-Derivative Transactions2
Common Stock, par value $0.005
Direct
Shares
+600K
Price / share
$0.60
Trade value
$360K
% of position
19.5%
1/13/2023
3.07M→3.67M
Common Stock, par value $0.005
Direct
Shares
−319.23K
Price / share
$9.36
Trade value
$2.99M
% of position
8.7%
1/13/2023
3.67M→3.35M
Total
Net shares
+280.77K
Net value
-$2.63M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 1/13/2023 | M · Option Exercise | +600K | $0.60 | $360K | 19.5% | 3.07M | 3.67M |
| Common Stock, par value $0.005 Direct | 1/13/2023 | F · Tax Withholding | −319.23K | $9.36 | $2.99M | 8.7% | 3.67M | 3.35M |
| Total | +280.77K | -$2.63M | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
600K shares
Shares
−600K
Strike price
0.6
Held after
500K
Exercisable
—
1/13/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock600K shares | 1/13/2023 | M · Option Exercise | −600K | 0.6 | — | 500K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.005
IndirectShares owned100K
Total
100K indirect100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.005 | 100K | Indirect |
| Total | 100K | 100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported