KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/18/2022ACC: 0001493152-22-028621
DirectorOfficer10% Owner· CEO & CHAIRMAN
Since Mar 2020
-317.29K
Net shares
Net seller
$3.30M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
600K acquired · 917.29K disposed
Non-Derivative Transactions2
Common Stock, par value $0.005
Direct
Shares
+600K
Price / share
$0.60
Trade value
$360K
% of position
21.5%
10/16/2022
2.79M→3.39M
Common Stock, par value $0.005
Direct
Shares
−317.29K
Price / share
$10.41
Trade value
$3.30M
% of position
9.4%
10/16/2022
3.39M→3.07M
Total
Net shares
+282.71K
Net value
-$2.94M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 10/16/2022 | M · Option Exercise | +600K | $0.60 | $360K | 21.5% | 2.79M | 3.39M |
| Common Stock, par value $0.005 Direct | 10/16/2022 | F · Tax Withholding | −317.29K | $10.41 | $3.30M | 9.4% | 3.39M | 3.07M |
| Total | +282.71K | -$2.94M | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
600K shares
Shares
−600K
Strike price
0.6
Held after
1.10M
Exercisable
—
10/16/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock600K shares | 10/16/2022 | M · Option Exercise | −600K | 0.6 | — | 1.10M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.005
IndirectShares owned100K
Total
100K indirect100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.005 | 100K | Indirect |
| Total | 100K | 100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported