KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/10/2022ACC: 0001493152-22-021940
DirectorOfficer10% Owner· CEO & CHAIRMAN
Since Mar 2020
-316.61K
Net shares
Net seller
$3.43M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
600K acquired · 916.61K disposed
Non-Derivative Transactions2
Common Stock, par value $0.005
Direct
Shares
+600K
Price / share
$0.60
Trade value
$360K
% of position
24.0%
8/10/2022
2.51M→3.11M
Common Stock, par value $0.005
Direct
Shares
−316.61K
Price / share
$10.84
Trade value
$3.43M
% of position
10.2%
8/10/2022
3.11M→2.79M
Total
Net shares
+283.39K
Net value
-$3.07M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 8/10/2022 | M · Option Exercise | +600K | $0.60 | $360K | 24.0% | 2.51M | 3.11M |
| Common Stock, par value $0.005 Direct | 8/10/2022 | F · Tax Withholding | −316.61K | $10.84 | $3.43M | 10.2% | 3.11M | 2.79M |
| Total | +283.39K | -$3.07M | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
600K shares
Shares
−600K
Strike price
0.60
Held after
1.70M
Exercisable
—
8/10/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock600K shares | 8/10/2022 | M · Option Exercise | −600K | 0.60 | — | 1.70M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.005
IndirectShares owned100K
Total
100K indirect100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.005 | 100K | Indirect |
| Total | 100K | 100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported