KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/25/2022ACC: 0001493152-22-015068
DirectorOfficer10% Owner· CEO & CHAIRMAN
Since Mar 2020
-278.26K
Net shares
Net seller
$2.36M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
450K acquired · 728.26K disposed
Non-Derivative Transactions2
Common Stock, par value $0.005
Direct
Shares
+450K
Price / share
$2.00
Trade value
$900K
% of position
19.3%
5/23/2022
2.33M→2.78M
Common Stock, par value $0.005
Direct
Shares
−278.26K
Price / share
$8.47
Trade value
$2.36M
% of position
10.0%
5/23/2022
2.78M→2.51M
Total
Net shares
+171.74K
Net value
-$1.46M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 5/23/2022 | M · Option Exercise | +450K | $2.00 | $900K | 19.3% | 2.33M | 2.78M |
| Common Stock, par value $0.005 Direct | 5/23/2022 | F · Tax Withholding | −278.26K | $8.47 | $2.36M | 10.0% | 2.78M | 2.51M |
| Total | +171.74K | -$1.46M | ||||||
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Common Stock
450K shares
Shares
−450K
Strike price
2.00
Held after
0.00
Exercisable
—
5/23/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock450K shares | 5/23/2022 | M · Option Exercise | −450K | 2.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.005
IndirectShares owned100K
Total
100K indirect100K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.005 | 100K | Indirect |
| Total | 100K | 100K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported