KARKUS TED WILLIAM (CEO & CHAIRMAN) exercised options at PROPHASE LABS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock, par value $0.005
Shares
+100K
Price / share
$1.65
Trade value
$165K
% of position
Common Stock, par value $0.005
Shares
−30.27K
Price / share
$5.45
Trade value
$165K
% of position
Common Stock, par value $0.005
Shares
+150K
Price / share
$2.00
Trade value
$300K
% of position
Common Stock, par value $0.005
Shares
−55.05K
Price / share
$5.45
Trade value
$300K
% of position
Net shares
+164.68K
Net value
$0.55
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005 Direct | 5/15/2018 | M · Option Exercise | +100K | $1.65 | $165K | 4.0% | 2.48M | 2.58M |
| Common Stock, par value $0.005 Direct | 5/15/2018 | F · Tax Withholding | −30.27K | $5.45 | $165K | 1.2% | 2.58M | 2.55M |
| Common Stock, par value $0.005 Direct | 5/15/2018 | M · Option Exercise | +150K | $2.00 | $300K | 5.9% | 2.55M | 2.70M |
| Common Stock, par value $0.005 Direct | 5/15/2018 | F · Tax Withholding | −55.05K | $5.45 | $300K | 2.0% | 2.70M | 2.65M |
| Total | +164.68K | $0.55 | ||||||
Employee Stock Option (right to buy)
Common Stock
100K shares
Shares
−100K
Strike price
1.65
Held after
0.00
Exercisable
—
Employee Stock Option (right to buy)
Common Stock
150K shares
Shares
−150K
Strike price
2.00
Held after
450K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock100K shares | 5/15/2018 | M · Option Exercise | −100K | 1.65 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock150K shares | 5/15/2018 | M · Option Exercise | −150K | 2.00 | — | 450K |