KARFUNKEL ROBERT (President) exercised options at NATIONAL GENERAL HOLDINGS CORP.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KARFUNKEL ROBERT

Filed: 2/28/2020ACC: 0001578735-20-000021

InsiderKARFUNKEL ROBERTCIK 1591545

→

IssuerNATIONAL GENERAL HOLDINGS CORP.CIK 1578735

DirectorOfficer· President

Since Dec 2018

-28.44K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

66.81K acquired · 95.25K disposed

Non-Derivative Transactions6

Common Stock, $.01 par value

Direct

M · Option Exercise

+17.58K

Price / share

—

Trade value

—

% of position

16.2%

2/26/2020

108.40K→125.98K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−6.67K

Price / share

—

Trade value

—

% of position

5.3%

2/26/2020

125.98K→119.31K

Common Stock, $.01 par value

Direct

M · Option Exercise

+33.14K

Price / share

—

Trade value

—

% of position

27.8%

2/26/2020

119.31K→152.45K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−13.24K

Price / share

—

Trade value

—

% of position

8.7%

2/26/2020

152.45K→139.21K

Common Stock, $.01 par value

Direct

M · Option Exercise

+16.09K

Price / share

—

Trade value

—

% of position

11.6%

2/28/2020

139.21K→155.29K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−8.53K

Price / share

—

Trade value

—

% of position

5.5%

2/28/2020

155.29K→146.76K

Total

Net shares

+38.36K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+17.58K	—	—	16.2%	108.40K	125.98K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−6.67K	—	—	5.3%	125.98K	119.31K
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+33.14K	—	—	27.8%	119.31K	152.45K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−13.24K	—	—	8.7%	152.45K	139.21K
Common Stock, $.01 par value Direct	2/28/2020	M · Option Exercise	+16.09K	—	—	11.6%	139.21K	155.29K
Common Stock, $.01 par value Direct	2/28/2020	F · Tax Withholding	−8.53K	—	—	5.5%	155.29K	146.76K
Total			+38.36K		$0.00

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

17.58K shares

−17.58K

Strike price

Held after

17.58K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

33.14K shares

−33.14K

Strike price

Held after

66.28K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

16.09K shares

−16.09K

Strike price

Held after

0.00

Exercisable

—

2/28/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $.01 par value17.58K shares	2/26/2020	M · Option Exercise	−17.58K	—	17.58K
Restricted Stock Units Direct	Common Stock, $.01 par value33.14K shares	2/26/2020	M · Option Exercise	−33.14K	—	66.28K
Restricted Stock Units Direct	Common Stock, $.01 par value16.09K shares	2/28/2020	M · Option Exercise	−16.09K	—	0.00