KARANTH MAHESH enters ROCKLEY PHOTONICS HOLDINGS LTD with 5.52K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/11/2021ACC: 0001852117-21-000001
Officer· Chief Financial Officer
Since Aug 2021
5.52K
Baseline shares
100% direct
5.52K
Direct ownership
1 position
1.26M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A ordinary shares
DirectShares owned5.52K
Total
5.52K direct5.52K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A ordinary shares | 5.52K | Direct |
| Total | 5.52K | 5.52K direct |
Derivative Holdings2
Stock Option (right to buy)
DirectUnderlying security
Class A ordinary shares
Underlying shares
1.01M
Shares owned
N/A
Exercise price
2.1594
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Class A ordinary shares
Underlying shares
251.45K
Shares owned
N/A
Exercise price
3.1093
Expiration
—
Exercise window
—
Total
Underlying
1.26M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Class A ordinary shares | 2.1594 | — | — | 1.01M | N/A |
| Stock Option (right to buy) Direct | Class A ordinary shares | 3.1093 | — | — | 251.45K | N/A |
| Total | 1.26M | 0.00 | ||||