Filed: 2/15/2023ACC: 0001966087-23-000001
📋 What this filing means
KAPSTONE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $109.81M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$109.81M
Total AUM (reported)
1.12M
Total Shares
Allocation by class
COM$55.01M50.1%
CORE S&P500 ETF$13.60M12.4%
CORE HIGH DV ETF$10.63M9.7%
HIGH DIV YLD$3.57M3.3%
SELECT DIVID ETF$3.06M2.8%
CL A$2.19M2.0%
CAP STK CL A$2.18M2.0%
Portfolio Concentration
Top 3$38.89M35.4%
4–10$20.40M18.6%
11–25$19.66M17.9%
Rest$30.86M28.1%
Top 3 weight
35.4%
Top 10 weight
54.0%
Voting Authority Distribution
Total shares with voting rights: 1.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings99
Rows:
APPLE INC
SOLEShares97.21K
TypeSH
Market value$14.66M
13.35%
Sole
0.00
Shared
0.00
None
97.21K
ISHARES TR
SOLEShares32.49K
TypeSH
Market value$13.60M
12.39%
Sole
0.00
Shared
0.00
None
32.49K
ISHARES TR
SOLEShares101.21K
TypeSH
Market value$10.63M
9.68%
Sole
0.00
Shared
0.00
None
101.21K
PROCTER AND GAMBLE CO
SOLEShares36.97K
TypeSH
Market value$5.26M
4.79%
Sole
0.00
Shared
0.00
None
36.97K
VANGUARD WHITEHALL FDS
SOLEShares32.23K
TypeSH
Market value$3.57M
3.25%
Sole
0.00
Shared
0.00
None
32.23K
ISHARES TR
SOLEShares24.24K
TypeSH
Market value$3.06M
2.79%
Sole
0.00
Shared
0.00
None
24.24K
MICROSOFT CORP
SOLEShares9.15K
TypeSH
Market value$2.42M
2.20%
Sole
0.00
Shared
0.00
None
9.15K
ALPHABET INC
SOLEShares20.22K
TypeSH
Market value$2.18M
1.98%
Sole
0.00
Shared
0.00
None
20.22K
ABBVIE INC
SOLEShares13.86K
TypeSH
Market value$2.01M
1.83%
Sole
0.00
Shared
0.00
None
13.86K
ISHARES TR
SOLEShares7.85K
TypeSH
Market value$1.90M
1.73%
Sole
0.00
Shared
0.00
None
7.85K
META PLATFORMS INC
SOLEShares9.54K
TypeSH
Market value$1.80M
1.64%
Sole
0.00
Shared
0.00
None
9.54K
FIRST TR EXCHANGE-TRADED FD
SOLEShares23.66K
TypeSH
Market value$1.78M
1.62%
Sole
0.00
Shared
0.00
None
23.66K
LCNB CORP
SOLEShares94.53K
TypeSH
Market value$1.77M
1.61%
Sole
0.00
Shared
0.00
None
94.53K
ISHARES TR
SOLEShares25.52K
TypeSH
Market value$1.61M
1.47%
Sole
0.00
Shared
0.00
None
25.52K
JOHNSON & JOHNSON
SOLEShares8.73K
TypeSH
Market value$1.45M
1.32%
Sole
0.00
Shared
0.00
None
8.73K
ISHARES TR
SOLEShares27.05K
TypeSH
Market value$1.40M
1.28%
Sole
0.00
Shared
0.00
None
27.05K
SELECT SECTOR SPDR TR
SOLEShares15.08K
TypeSH
Market value$1.30M
1.18%
Sole
0.00
Shared
0.00
None
15.08K
JPMORGAN CHASE & CO
SOLEShares9.26K
TypeSH
Market value$1.29M
1.17%
Sole
0.00
Shared
0.00
None
9.26K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.90K
TypeSH
Market value$1.21M
1.11%
Sole
0.00
Shared
0.00
None
3.90K
EXXON MOBIL CORP
SOLEShares9.83K
TypeSH
Market value$1.09M
1.00%
Sole
0.00
Shared
0.00
None
9.83K
ALPHABET INC
SOLEShares9.63K
TypeSH
Market value$1.05M
0.95%
Sole
0.00
Shared
0.00
None
9.63K
BRISTOL-MYERS SQUIBB CO
SOLEShares13.61K
TypeSH
Market value$990.7K
0.90%
Sole
0.00
Shared
0.00
None
13.61K
CISCO SYS INC
SOLEShares19.92K
TypeSH
Market value$982.3K
0.89%
Sole
0.00
Shared
0.00
None
19.92K
DISNEY WALT CO
SOLEShares8.57K
TypeSH
Market value$970.4K
0.88%
Sole
0.00
Shared
0.00
None
8.57K
MERCK & CO INC
SOLEShares9.26K
TypeSH
Market value$958.4K
0.87%
Sole
0.00
Shared
0.00
None
9.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 97.21K | SH | $14.66M 13.35% | 0.00 | 0.00 | 97.21K |
ISHARES TRSOLE | CORE S&P500 ETF | 32.49K | SH | $13.60M 12.39% | 0.00 | 0.00 | 32.49K |
ISHARES TRSOLE | CORE HIGH DV ETF | 101.21K | SH | $10.63M 9.68% | 0.00 | 0.00 | 101.21K |
PROCTER AND GAMBLE COSOLE | COM | 36.97K | SH | $5.26M 4.79% | 0.00 | 0.00 | 36.97K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 32.23K | SH | $3.57M 3.25% | 0.00 | 0.00 | 32.23K |
ISHARES TRSOLE | SELECT DIVID ETF | 24.24K | SH | $3.06M 2.79% | 0.00 | 0.00 | 24.24K |
MICROSOFT CORPSOLE | COM | 9.15K | SH | $2.42M 2.20% | 0.00 | 0.00 | 9.15K |
ALPHABET INCSOLE | CAP STK CL A | 20.22K | SH | $2.18M 1.98% | 0.00 | 0.00 | 20.22K |
ABBVIE INCSOLE | COM | 13.86K | SH | $2.01M 1.83% | 0.00 | 0.00 | 13.86K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.85K | SH | $1.90M 1.73% | 0.00 | 0.00 | 7.85K |
META PLATFORMS INCSOLE | CL A | 9.54K | SH | $1.80M 1.64% | 0.00 | 0.00 | 9.54K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 23.66K | SH | $1.78M 1.62% | 0.00 | 0.00 | 23.66K |
LCNB CORPSOLE | COM | 94.53K | SH | $1.77M 1.61% | 0.00 | 0.00 | 94.53K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 25.52K | SH | $1.61M 1.47% | 0.00 | 0.00 | 25.52K |
JOHNSON & JOHNSONSOLE | COM | 8.73K | SH | $1.45M 1.32% | 0.00 | 0.00 | 8.73K |
ISHARES TRSOLE | CORE DIV GRWTH | 27.05K | SH | $1.40M 1.28% | 0.00 | 0.00 | 27.05K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 15.08K | SH | $1.30M 1.18% | 0.00 | 0.00 | 15.08K |
JPMORGAN CHASE & COSOLE | COM | 9.26K | SH | $1.29M 1.17% | 0.00 | 0.00 | 9.26K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 3.90K | SH | $1.21M 1.11% | 0.00 | 0.00 | 3.90K |
EXXON MOBIL CORPSOLE | COM | 9.83K | SH | $1.09M 1.00% | 0.00 | 0.00 | 9.83K |
ALPHABET INCSOLE | CAP STK CL C | 9.63K | SH | $1.05M 0.95% | 0.00 | 0.00 | 9.63K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 13.61K | SH | $990.7K 0.90% | 0.00 | 0.00 | 13.61K |
CISCO SYS INCSOLE | COM | 19.92K | SH | $982.3K 0.89% | 0.00 | 0.00 | 19.92K |
DISNEY WALT COSOLE | COM | 8.57K | SH | $970.4K 0.88% | 0.00 | 0.00 | 8.57K |
MERCK & CO INCSOLE | COM | 9.26K | SH | $958.4K 0.87% | 0.00 | 0.00 | 9.26K |
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