Filed: 2/5/2024ACC: 0001951757-24-000191
📋 What this filing means
KAPSTONE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $127.54M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$127.54M
Total AUM (reported)
1.09M
Total Shares
Allocation by class
COM$59.97M47.0%
CORE S&P500 ETF$17.96M14.1%
CORE HIGH DV ETF$10.81M8.5%
CL A$4.93M3.9%
HIGH DIV YLD$3.63M2.8%
CAP STK CL A$2.88M2.3%
CL A NEW$2.76M2.2%
Portfolio Concentration
Top 3$46.72M36.6%
4–10$24.88M19.5%
11–25$23.13M18.1%
Rest$32.81M25.7%
Top 3 weight
36.6%
Top 10 weight
56.1%
Voting Authority Distribution
Total shares with voting rights: 1.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole97
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings97
Rows:
ISHARES TR
SOLEShares36.63K
TypeSH
Market value$17.96M
14.08%
Sole
0.00
Shared
0.00
None
36.63K
APPLE INC
SOLEShares92.44K
TypeSH
Market value$17.95M
14.07%
Sole
0.00
Shared
0.00
None
92.44K
ISHARES TR
SOLEShares103.92K
TypeSH
Market value$10.81M
8.47%
Sole
0.00
Shared
0.00
None
103.92K
PROCTER AND GAMBLE CO
SOLEShares34.93K
TypeSH
Market value$5.44M
4.26%
Sole
0.00
Shared
0.00
None
34.93K
MICROSOFT CORP
SOLEShares9.30K
TypeSH
Market value$3.76M
2.95%
Sole
0.00
Shared
0.00
None
9.30K
META PLATFORMS INC
SOLEShares9.33K
TypeSH
Market value$3.67M
2.88%
Sole
0.00
Shared
0.00
None
9.33K
VANGUARD WHITEHALL FDS
SOLEShares32.08K
TypeSH
Market value$3.63M
2.84%
Sole
0.00
Shared
0.00
None
32.08K
ALPHABET INC
SOLEShares18.95K
TypeSH
Market value$2.88M
2.26%
Sole
0.00
Shared
0.00
None
18.95K
MICROSTRATEGY INC
SOLEShares6.04K
TypeSH
Market value$2.76M
2.17%
Sole
0.00
Shared
0.00
None
6.04K
ISHARES TR
SOLEShares23.58K
TypeSH
Market value$2.75M
2.15%
Sole
0.00
Shared
0.00
None
23.58K
ISHARES TR
SOLEShares7.45K
TypeSH
Market value$2.35M
1.84%
Sole
0.00
Shared
0.00
None
7.45K
ABBVIE INC
SOLEShares13.96K
TypeSH
Market value$2.30M
1.81%
Sole
0.00
Shared
0.00
None
13.96K
ISHARES TR
SOLEShares27.11K
TypeSH
Market value$2.13M
1.67%
Sole
0.00
Shared
0.00
None
27.11K
FIRST TR EXCHANGE-TRADED FD
SOLEShares21.14K
TypeSH
Market value$1.71M
1.34%
Sole
0.00
Shared
0.00
None
21.14K
BERKSHIRE HATHAWAY INC DEL
SOLEShares4.32K
TypeSH
Market value$1.64M
1.29%
Sole
0.00
Shared
0.00
None
4.32K
JPMORGAN CHASE & CO
SOLEShares8.81K
TypeSH
Market value$1.52M
1.19%
Sole
0.00
Shared
0.00
None
8.81K
ALPHABET INC
SOLEShares9.49K
TypeSH
Market value$1.46M
1.14%
Sole
0.00
Shared
0.00
None
9.49K
ISHARES TR
SOLEShares25.49K
TypeSH
Market value$1.39M
1.09%
Sole
0.00
Shared
0.00
None
25.49K
LCNB CORP
SOLEShares89.73K
TypeSH
Market value$1.38M
1.08%
Sole
0.00
Shared
0.00
None
89.73K
JOHNSON & JOHNSON
SOLEShares7.95K
TypeSH
Market value$1.27M
0.99%
Sole
0.00
Shared
0.00
None
7.95K
SELECT SECTOR SPDR TR
SOLEShares14.91K
TypeSH
Market value$1.25M
0.98%
Sole
0.00
Shared
0.00
None
14.91K
INVESCO QQQ TR
SOLEShares2.84K
TypeSH
Market value$1.21M
0.95%
Sole
0.00
Shared
0.00
None
2.84K
AMAZON COM INC
SOLEShares7.66K
TypeSH
Market value$1.21M
0.95%
Sole
0.00
Shared
0.00
None
7.66K
MERCK & CO INC
SOLEShares9.67K
TypeSH
Market value$1.16M
0.91%
Sole
0.00
Shared
0.00
None
9.67K
MARATHON PETE CORP
SOLEShares7.27K
TypeSH
Market value$1.14M
0.90%
Sole
0.00
Shared
0.00
None
7.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 36.63K | SH | $17.96M 14.08% | 0.00 | 0.00 | 36.63K |
APPLE INCSOLE | COM | 92.44K | SH | $17.95M 14.07% | 0.00 | 0.00 | 92.44K |
ISHARES TRSOLE | CORE HIGH DV ETF | 103.92K | SH | $10.81M 8.47% | 0.00 | 0.00 | 103.92K |
PROCTER AND GAMBLE COSOLE | COM | 34.93K | SH | $5.44M 4.26% | 0.00 | 0.00 | 34.93K |
MICROSOFT CORPSOLE | COM | 9.30K | SH | $3.76M 2.95% | 0.00 | 0.00 | 9.30K |
META PLATFORMS INCSOLE | CL A | 9.33K | SH | $3.67M 2.88% | 0.00 | 0.00 | 9.33K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 32.08K | SH | $3.63M 2.84% | 0.00 | 0.00 | 32.08K |
ALPHABET INCSOLE | CAP STK CL A | 18.95K | SH | $2.88M 2.26% | 0.00 | 0.00 | 18.95K |
MICROSTRATEGY INCSOLE | CL A NEW | 6.04K | SH | $2.76M 2.17% | 0.00 | 0.00 | 6.04K |
ISHARES TRSOLE | SELECT DIVID ETF | 23.58K | SH | $2.75M 2.15% | 0.00 | 0.00 | 23.58K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.45K | SH | $2.35M 1.84% | 0.00 | 0.00 | 7.45K |
ABBVIE INCSOLE | COM | 13.96K | SH | $2.30M 1.81% | 0.00 | 0.00 | 13.96K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 27.11K | SH | $2.13M 1.67% | 0.00 | 0.00 | 27.11K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 21.14K | SH | $1.71M 1.34% | 0.00 | 0.00 | 21.14K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 4.32K | SH | $1.64M 1.29% | 0.00 | 0.00 | 4.32K |
JPMORGAN CHASE & COSOLE | COM | 8.81K | SH | $1.52M 1.19% | 0.00 | 0.00 | 8.81K |
ALPHABET INCSOLE | CAP STK CL C | 9.49K | SH | $1.46M 1.14% | 0.00 | 0.00 | 9.49K |
ISHARES TRSOLE | CORE DIV GRWTH | 25.49K | SH | $1.39M 1.09% | 0.00 | 0.00 | 25.49K |
LCNB CORPSOLE | COM | 89.73K | SH | $1.38M 1.08% | 0.00 | 0.00 | 89.73K |
JOHNSON & JOHNSONSOLE | COM | 7.95K | SH | $1.27M 0.99% | 0.00 | 0.00 | 7.95K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 14.91K | SH | $1.25M 0.98% | 0.00 | 0.00 | 14.91K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.84K | SH | $1.21M 0.95% | 0.00 | 0.00 | 2.84K |
AMAZON COM INCSOLE | COM | 7.66K | SH | $1.21M 0.95% | 0.00 | 0.00 | 7.66K |
MERCK & CO INCSOLE | COM | 9.67K | SH | $1.16M 0.91% | 0.00 | 0.00 | 9.67K |
MARATHON PETE CORPSOLE | COM | 7.27K | SH | $1.14M 0.90% | 0.00 | 0.00 | 7.27K |
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