Filed: 11/3/2023ACC: 0001951757-23-000680
📋 What this filing means
KAPSTONE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $111.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$111.03M
Total AUM (reported)
1.08M
Total Shares
Allocation by class
COM$53.86M48.5%
CORE S&P500 ETF$15.05M13.6%
CORE HIGH DV ETF$10.33M9.3%
CL A$3.30M3.0%
HIGH DIV YLD$3.25M2.9%
SELECT DIVID ETF$2.56M2.3%
CAP STK CL A$2.49M2.2%
Portfolio Concentration
Top 3$41.30M37.2%
4–10$21.04M19.0%
11–25$21.27M19.2%
Rest$27.42M24.7%
Top 3 weight
37.2%
Top 10 weight
56.1%
Voting Authority Distribution
Total shares with voting rights: 1.08M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.08M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole91
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings91
Rows:
APPLE INC
SOLEShares92.94K
TypeSH
Market value$15.91M
14.33%
Sole
0.00
Shared
0.00
None
92.94K
ISHARES TR
SOLEShares35.05K
TypeSH
Market value$15.05M
13.56%
Sole
0.00
Shared
0.00
None
35.05K
ISHARES TR
SOLEShares104.50K
TypeSH
Market value$10.33M
9.31%
Sole
0.00
Shared
0.00
None
104.50K
PROCTER AND GAMBLE CO
SOLEShares34.71K
TypeSH
Market value$5.06M
4.56%
Sole
0.00
Shared
0.00
None
34.71K
VANGUARD WHITEHALL FDS
SOLEShares31.45K
TypeSH
Market value$3.25M
2.93%
Sole
0.00
Shared
0.00
None
31.45K
META PLATFORMS INC
SOLEShares9.32K
TypeSH
Market value$2.80M
2.52%
Sole
0.00
Shared
0.00
None
9.32K
MICROSOFT CORP
SOLEShares8.81K
TypeSH
Market value$2.78M
2.51%
Sole
0.00
Shared
0.00
None
8.81K
ISHARES TR
SOLEShares23.76K
TypeSH
Market value$2.56M
2.30%
Sole
0.00
Shared
0.00
None
23.76K
ALPHABET INC
SOLEShares19.06K
TypeSH
Market value$2.49M
2.25%
Sole
0.00
Shared
0.00
None
19.06K
JPMORGAN CHASE & CO
SOLEShares14.47K
TypeSH
Market value$2.10M
1.89%
Sole
0.00
Shared
0.00
None
14.47K
ABBVIE INC
SOLEShares13.99K
TypeSH
Market value$2.08M
1.88%
Sole
0.00
Shared
0.00
None
13.99K
ISHARES TR
SOLEShares7.80K
TypeSH
Market value$2.08M
1.87%
Sole
0.00
Shared
0.00
None
7.80K
ISHARES TR
SOLEShares26.93K
TypeSH
Market value$1.84M
1.66%
Sole
0.00
Shared
0.00
None
26.93K
FIRST TR EXCHANGE-TRADED FD
SOLEShares22.98K
TypeSH
Market value$1.69M
1.52%
Sole
0.00
Shared
0.00
None
22.98K
BERKSHIRE HATHAWAY INC DEL
SOLEShares4.25K
TypeSH
Market value$1.49M
1.34%
Sole
0.00
Shared
0.00
None
4.25K
SELECT SECTOR SPDR TR
SOLEShares15.45K
TypeSH
Market value$1.40M
1.26%
Sole
0.00
Shared
0.00
None
15.45K
ISHARES TR
SOLEShares27.05K
TypeSH
Market value$1.34M
1.21%
Sole
0.00
Shared
0.00
None
27.05K
LCNB CORP
SOLEShares90.73K
TypeSH
Market value$1.29M
1.17%
Sole
0.00
Shared
0.00
None
90.73K
JOHNSON & JOHNSON
SOLEShares8.25K
TypeSH
Market value$1.28M
1.16%
Sole
0.00
Shared
0.00
None
8.25K
ALPHABET INC
SOLEShares9.43K
TypeSH
Market value$1.24M
1.12%
Sole
0.00
Shared
0.00
None
9.43K
EXXON MOBIL CORP
SOLEShares10.20K
TypeSH
Market value$1.20M
1.08%
Sole
0.00
Shared
0.00
None
10.20K
MICROSTRATEGY INC
SOLEShares3.47K
TypeSH
Market value$1.14M
1.03%
Sole
0.00
Shared
0.00
None
3.47K
MARATHON PETE CORP
SOLEShares7.18K
TypeSH
Market value$1.09M
0.98%
Sole
0.00
Shared
0.00
None
7.18K
CISCO SYS INC
SOLEShares19.67K
TypeSH
Market value$1.06M
0.95%
Sole
0.00
Shared
0.00
None
19.67K
INVESCO QQQ TR
SOLEShares2.91K
TypeSH
Market value$1.04M
0.94%
Sole
0.00
Shared
0.00
None
2.91K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 92.94K | SH | $15.91M 14.33% | 0.00 | 0.00 | 92.94K |
ISHARES TRSOLE | CORE S&P500 ETF | 35.05K | SH | $15.05M 13.56% | 0.00 | 0.00 | 35.05K |
ISHARES TRSOLE | CORE HIGH DV ETF | 104.50K | SH | $10.33M 9.31% | 0.00 | 0.00 | 104.50K |
PROCTER AND GAMBLE COSOLE | COM | 34.71K | SH | $5.06M 4.56% | 0.00 | 0.00 | 34.71K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 31.45K | SH | $3.25M 2.93% | 0.00 | 0.00 | 31.45K |
META PLATFORMS INCSOLE | CL A | 9.32K | SH | $2.80M 2.52% | 0.00 | 0.00 | 9.32K |
MICROSOFT CORPSOLE | COM | 8.81K | SH | $2.78M 2.51% | 0.00 | 0.00 | 8.81K |
ISHARES TRSOLE | SELECT DIVID ETF | 23.76K | SH | $2.56M 2.30% | 0.00 | 0.00 | 23.76K |
ALPHABET INCSOLE | CAP STK CL A | 19.06K | SH | $2.49M 2.25% | 0.00 | 0.00 | 19.06K |
JPMORGAN CHASE & COSOLE | COM | 14.47K | SH | $2.10M 1.89% | 0.00 | 0.00 | 14.47K |
ABBVIE INCSOLE | COM | 13.99K | SH | $2.08M 1.88% | 0.00 | 0.00 | 13.99K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.80K | SH | $2.08M 1.87% | 0.00 | 0.00 | 7.80K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 26.93K | SH | $1.84M 1.66% | 0.00 | 0.00 | 26.93K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 22.98K | SH | $1.69M 1.52% | 0.00 | 0.00 | 22.98K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 4.25K | SH | $1.49M 1.34% | 0.00 | 0.00 | 4.25K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 15.45K | SH | $1.40M 1.26% | 0.00 | 0.00 | 15.45K |
ISHARES TRSOLE | CORE DIV GRWTH | 27.05K | SH | $1.34M 1.21% | 0.00 | 0.00 | 27.05K |
LCNB CORPSOLE | COM | 90.73K | SH | $1.29M 1.17% | 0.00 | 0.00 | 90.73K |
JOHNSON & JOHNSONSOLE | COM | 8.25K | SH | $1.28M 1.16% | 0.00 | 0.00 | 8.25K |
ALPHABET INCSOLE | CAP STK CL C | 9.43K | SH | $1.24M 1.12% | 0.00 | 0.00 | 9.43K |
EXXON MOBIL CORPSOLE | COM | 10.20K | SH | $1.20M 1.08% | 0.00 | 0.00 | 10.20K |
MICROSTRATEGY INCSOLE | CL A NEW | 3.47K | SH | $1.14M 1.03% | 0.00 | 0.00 | 3.47K |
MARATHON PETE CORPSOLE | COM | 7.18K | SH | $1.09M 0.98% | 0.00 | 0.00 | 7.18K |
CISCO SYS INCSOLE | COM | 19.67K | SH | $1.06M 0.95% | 0.00 | 0.00 | 19.67K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.91K | SH | $1.04M 0.94% | 0.00 | 0.00 | 2.91K |
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