Filed: 8/8/2023ACC: 0001951757-23-000488
📋 What this filing means
KAPSTONE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 100 equity positions with a total reported market value of $120.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
100
Positions
$120.77M
Total AUM (reported)
1.12M
Total Shares
Allocation by class
COM$59.79M49.5%
CORE S&P500 ETF$15.44M12.8%
CORE HIGH DV ETF$10.78M8.9%
CL A$3.57M3.0%
HIGH DIV YLD$3.46M2.9%
SELECT DIVID ETF$2.77M2.3%
CAP STK CL A$2.50M2.1%
Portfolio Concentration
Top 3$44.70M37.0%
4–10$22.36M18.5%
11–25$21.28M17.6%
Rest$32.43M26.9%
Top 3 weight
37.0%
Top 10 weight
55.5%
Voting Authority Distribution
Total shares with voting rights: 1.12M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.12M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole100
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings100
Rows:
APPLE INC
SOLEShares94.46K
TypeSH
Market value$18.48M
15.30%
Sole
0.00
Shared
0.00
None
94.46K
ISHARES TR
SOLEShares33.65K
TypeSH
Market value$15.44M
12.78%
Sole
0.00
Shared
0.00
None
33.65K
ISHARES TR
SOLEShares103.92K
TypeSH
Market value$10.78M
8.93%
Sole
0.00
Shared
0.00
None
103.92K
PROCTER AND GAMBLE CO
SOLEShares34.98K
TypeSH
Market value$5.46M
4.52%
Sole
0.00
Shared
0.00
None
34.98K
VANGUARD WHITEHALL FDS
SOLEShares31.45K
TypeSH
Market value$3.46M
2.87%
Sole
0.00
Shared
0.00
None
31.45K
META PLATFORMS INC
SOLEShares9.32K
TypeSH
Market value$3.01M
2.49%
Sole
0.00
Shared
0.00
None
9.32K
MICROSOFT CORP
SOLEShares8.77K
TypeSH
Market value$2.95M
2.44%
Sole
0.00
Shared
0.00
None
8.77K
ISHARES TR
SOLEShares23.64K
TypeSH
Market value$2.77M
2.29%
Sole
0.00
Shared
0.00
None
23.64K
ALPHABET INC
SOLEShares19K
TypeSH
Market value$2.50M
2.07%
Sole
0.00
Shared
0.00
None
19K
ISHARES TR
SOLEShares7.80K
TypeSH
Market value$2.21M
1.83%
Sole
0.00
Shared
0.00
None
7.80K
ABBVIE INC
SOLEShares13.91K
TypeSH
Market value$2.07M
1.71%
Sole
0.00
Shared
0.00
None
13.91K
ISHARES TR
SOLEShares26.79K
TypeSH
Market value$1.94M
1.61%
Sole
0.00
Shared
0.00
None
26.79K
FIRST TR EXCHANGE-TRADED FD
SOLEShares23.67K
TypeSH
Market value$1.81M
1.50%
Sole
0.00
Shared
0.00
None
23.67K
LCNB CORP
SOLEShares94.53K
TypeSH
Market value$1.65M
1.37%
Sole
0.00
Shared
0.00
None
94.53K
MICROSTRATEGY INC
SOLEShares3.36K
TypeSH
Market value$1.46M
1.21%
Sole
0.00
Shared
0.00
None
3.36K
JOHNSON & JOHNSON
SOLEShares8.54K
TypeSH
Market value$1.44M
1.19%
Sole
0.00
Shared
0.00
None
8.54K
ISHARES TR
SOLEShares27.05K
TypeSH
Market value$1.44M
1.19%
Sole
0.00
Shared
0.00
None
27.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.91K
TypeSH
Market value$1.38M
1.14%
Sole
0.00
Shared
0.00
None
3.91K
SELECT SECTOR SPDR TR
SOLEShares15.45K
TypeSH
Market value$1.35M
1.11%
Sole
0.00
Shared
0.00
None
15.45K
JPMORGAN CHASE & CO
SOLEShares8.47K
TypeSH
Market value$1.33M
1.10%
Sole
0.00
Shared
0.00
None
8.47K
ALPHABET INC
SOLEShares9.57K
TypeSH
Market value$1.26M
1.05%
Sole
0.00
Shared
0.00
None
9.57K
INVESCO QQQ TR
SOLEShares2.79K
TypeSH
Market value$1.07M
0.88%
Sole
0.00
Shared
0.00
None
2.79K
EXXON MOBIL CORP
SOLEShares9.80K
TypeSH
Market value$1.05M
0.87%
Sole
0.00
Shared
0.00
None
9.80K
CISCO SYS INC
SOLEShares19.67K
TypeSH
Market value$1.04M
0.86%
Sole
0.00
Shared
0.00
None
19.67K
AMAZON COM INC
SOLEShares7.63K
TypeSH
Market value$1.01M
0.83%
Sole
0.00
Shared
0.00
None
7.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 94.46K | SH | $18.48M 15.30% | 0.00 | 0.00 | 94.46K |
ISHARES TRSOLE | CORE S&P500 ETF | 33.65K | SH | $15.44M 12.78% | 0.00 | 0.00 | 33.65K |
ISHARES TRSOLE | CORE HIGH DV ETF | 103.92K | SH | $10.78M 8.93% | 0.00 | 0.00 | 103.92K |
PROCTER AND GAMBLE COSOLE | COM | 34.98K | SH | $5.46M 4.52% | 0.00 | 0.00 | 34.98K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 31.45K | SH | $3.46M 2.87% | 0.00 | 0.00 | 31.45K |
META PLATFORMS INCSOLE | CL A | 9.32K | SH | $3.01M 2.49% | 0.00 | 0.00 | 9.32K |
MICROSOFT CORPSOLE | COM | 8.77K | SH | $2.95M 2.44% | 0.00 | 0.00 | 8.77K |
ISHARES TRSOLE | SELECT DIVID ETF | 23.64K | SH | $2.77M 2.29% | 0.00 | 0.00 | 23.64K |
ALPHABET INCSOLE | CAP STK CL A | 19K | SH | $2.50M 2.07% | 0.00 | 0.00 | 19K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.80K | SH | $2.21M 1.83% | 0.00 | 0.00 | 7.80K |
ABBVIE INCSOLE | COM | 13.91K | SH | $2.07M 1.71% | 0.00 | 0.00 | 13.91K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 26.79K | SH | $1.94M 1.61% | 0.00 | 0.00 | 26.79K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 23.67K | SH | $1.81M 1.50% | 0.00 | 0.00 | 23.67K |
LCNB CORPSOLE | COM | 94.53K | SH | $1.65M 1.37% | 0.00 | 0.00 | 94.53K |
MICROSTRATEGY INCSOLE | CL A NEW | 3.36K | SH | $1.46M 1.21% | 0.00 | 0.00 | 3.36K |
JOHNSON & JOHNSONSOLE | COM | 8.54K | SH | $1.44M 1.19% | 0.00 | 0.00 | 8.54K |
ISHARES TRSOLE | CORE DIV GRWTH | 27.05K | SH | $1.44M 1.19% | 0.00 | 0.00 | 27.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 3.91K | SH | $1.38M 1.14% | 0.00 | 0.00 | 3.91K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 15.45K | SH | $1.35M 1.11% | 0.00 | 0.00 | 15.45K |
JPMORGAN CHASE & COSOLE | COM | 8.47K | SH | $1.33M 1.10% | 0.00 | 0.00 | 8.47K |
ALPHABET INCSOLE | CAP STK CL C | 9.57K | SH | $1.26M 1.05% | 0.00 | 0.00 | 9.57K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 2.79K | SH | $1.07M 0.88% | 0.00 | 0.00 | 2.79K |
EXXON MOBIL CORPSOLE | COM | 9.80K | SH | $1.05M 0.87% | 0.00 | 0.00 | 9.80K |
CISCO SYS INCSOLE | COM | 19.67K | SH | $1.04M 0.86% | 0.00 | 0.00 | 19.67K |
AMAZON COM INCSOLE | COM | 7.63K | SH | $1.01M 0.83% | 0.00 | 0.00 | 7.63K |
Page 1 of 4