Filed: 4/20/2023ACC: 0001951757-23-000185
📋 What this filing means
KAPSTONE FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $110.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
94
Positions
$110.88M
Total AUM (reported)
1.09M
Total Shares
Allocation by class
COM$55.19M49.8%
CORE S&P500 ETF$13.89M12.5%
CORE HIGH DV ETF$10.78M9.7%
HIGH DIV YLD$3.45M3.1%
SELECT DIVID ETF$2.88M2.6%
COM NEW$2.56M2.3%
CL A$2.45M2.2%
Portfolio Concentration
Top 3$40.51M36.5%
4–10$20.77M18.7%
11–25$20.25M18.3%
Rest$29.35M26.5%
Top 3 weight
36.5%
Top 10 weight
55.3%
Voting Authority Distribution
Total shares with voting rights: 1.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole94
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings94
Rows:
APPLE INC
SOLEShares95.67K
TypeSH
Market value$15.84M
14.28%
Sole
0.00
Shared
0.00
None
95.67K
ISHARES TR
SOLEShares33.44K
TypeSH
Market value$13.89M
12.52%
Sole
0.00
Shared
0.00
None
33.44K
ISHARES TR
SOLEShares103.36K
TypeSH
Market value$10.78M
9.72%
Sole
0.00
Shared
0.00
None
103.36K
PROCTER AND GAMBLE CO
SOLEShares35.48K
TypeSH
Market value$5.39M
4.86%
Sole
0.00
Shared
0.00
None
35.48K
VANGUARD WHITEHALL FDS
SOLEShares32.24K
TypeSH
Market value$3.45M
3.11%
Sole
0.00
Shared
0.00
None
32.24K
ISHARES TR
SOLEShares24.24K
TypeSH
Market value$2.88M
2.60%
Sole
0.00
Shared
0.00
None
24.24K
MICROSOFT CORP
SOLEShares8.76K
TypeSH
Market value$2.54M
2.29%
Sole
0.00
Shared
0.00
None
8.76K
ABBVIE INC
SOLEShares13.82K
TypeSH
Market value$2.25M
2.03%
Sole
0.00
Shared
0.00
None
13.82K
ALPHABET INC
SOLEShares20.42K
TypeSH
Market value$2.19M
1.98%
Sole
0.00
Shared
0.00
None
20.42K
META PLATFORMS INC
SOLEShares9.40K
TypeSH
Market value$2.07M
1.87%
Sole
0.00
Shared
0.00
None
9.40K
ISHARES TR
SOLEShares7.83K
TypeSH
Market value$1.92M
1.73%
Sole
0.00
Shared
0.00
None
7.83K
FIRST TR EXCHANGE-TRADED FD
SOLEShares24.12K
TypeSH
Market value$1.79M
1.61%
Sole
0.00
Shared
0.00
None
24.12K
ISHARES TR
SOLEShares26.12K
TypeSH
Market value$1.69M
1.52%
Sole
0.00
Shared
0.00
None
26.12K
LCNB CORP
SOLEShares94.53K
TypeSH
Market value$1.63M
1.47%
Sole
0.00
Shared
0.00
None
94.53K
JOHNSON & JOHNSON
SOLEShares8.68K
TypeSH
Market value$1.44M
1.30%
Sole
0.00
Shared
0.00
None
8.68K
SELECT SECTOR SPDR TR
SOLEShares16.19K
TypeSH
Market value$1.41M
1.27%
Sole
0.00
Shared
0.00
None
16.19K
TRAVELCENTERS OF AMERICA INC
SOLEShares16.02K
TypeSH
Market value$1.39M
1.26%
Sole
0.00
Shared
0.00
None
16.02K
ISHARES TR
SOLEShares27.05K
TypeSH
Market value$1.37M
1.24%
Sole
0.00
Shared
0.00
None
27.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.90K
TypeSH
Market value$1.24M
1.12%
Sole
0.00
Shared
0.00
None
3.90K
JPMORGAN CHASE & CO
SOLEShares8.86K
TypeSH
Market value$1.14M
1.03%
Sole
0.00
Shared
0.00
None
8.86K
EXXON MOBIL CORP
SOLEShares9.83K
TypeSH
Market value$1.14M
1.03%
Sole
0.00
Shared
0.00
None
9.83K
MERCK & CO INC
SOLEShares9.26K
TypeSH
Market value$1.07M
0.97%
Sole
0.00
Shared
0.00
None
9.26K
ALPHABET INC
SOLEShares9.63K
TypeSH
Market value$1.04M
0.94%
Sole
0.00
Shared
0.00
None
9.63K
CISCO SYS INC
SOLEShares19.92K
TypeSH
Market value$1.01M
0.91%
Sole
0.00
Shared
0.00
None
19.92K
BRISTOL-MYERS SQUIBB CO
SOLEShares13.61K
TypeSH
Market value$962.4K
0.87%
Sole
0.00
Shared
0.00
None
13.61K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 95.67K | SH | $15.84M 14.28% | 0.00 | 0.00 | 95.67K |
ISHARES TRSOLE | CORE S&P500 ETF | 33.44K | SH | $13.89M 12.52% | 0.00 | 0.00 | 33.44K |
ISHARES TRSOLE | CORE HIGH DV ETF | 103.36K | SH | $10.78M 9.72% | 0.00 | 0.00 | 103.36K |
PROCTER AND GAMBLE COSOLE | COM | 35.48K | SH | $5.39M 4.86% | 0.00 | 0.00 | 35.48K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 32.24K | SH | $3.45M 3.11% | 0.00 | 0.00 | 32.24K |
ISHARES TRSOLE | SELECT DIVID ETF | 24.24K | SH | $2.88M 2.60% | 0.00 | 0.00 | 24.24K |
MICROSOFT CORPSOLE | COM | 8.76K | SH | $2.54M 2.29% | 0.00 | 0.00 | 8.76K |
ABBVIE INCSOLE | COM | 13.82K | SH | $2.25M 2.03% | 0.00 | 0.00 | 13.82K |
ALPHABET INCSOLE | CAP STK CL A | 20.42K | SH | $2.19M 1.98% | 0.00 | 0.00 | 20.42K |
META PLATFORMS INCSOLE | CL A | 9.40K | SH | $2.07M 1.87% | 0.00 | 0.00 | 9.40K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 7.83K | SH | $1.92M 1.73% | 0.00 | 0.00 | 7.83K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 24.12K | SH | $1.79M 1.61% | 0.00 | 0.00 | 24.12K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 26.12K | SH | $1.69M 1.52% | 0.00 | 0.00 | 26.12K |
LCNB CORPSOLE | COM | 94.53K | SH | $1.63M 1.47% | 0.00 | 0.00 | 94.53K |
JOHNSON & JOHNSONSOLE | COM | 8.68K | SH | $1.44M 1.30% | 0.00 | 0.00 | 8.68K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 16.19K | SH | $1.41M 1.27% | 0.00 | 0.00 | 16.19K |
TRAVELCENTERS OF AMERICA INCSOLE | COM NEW | 16.02K | SH | $1.39M 1.26% | 0.00 | 0.00 | 16.02K |
ISHARES TRSOLE | CORE DIV GRWTH | 27.05K | SH | $1.37M 1.24% | 0.00 | 0.00 | 27.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 3.90K | SH | $1.24M 1.12% | 0.00 | 0.00 | 3.90K |
JPMORGAN CHASE & COSOLE | COM | 8.86K | SH | $1.14M 1.03% | 0.00 | 0.00 | 8.86K |
EXXON MOBIL CORPSOLE | COM | 9.83K | SH | $1.14M 1.03% | 0.00 | 0.00 | 9.83K |
MERCK & CO INCSOLE | COM | 9.26K | SH | $1.07M 0.97% | 0.00 | 0.00 | 9.26K |
ALPHABET INCSOLE | CAP STK CL C | 9.63K | SH | $1.04M 0.94% | 0.00 | 0.00 | 9.63K |
CISCO SYS INCSOLE | COM | 19.92K | SH | $1.01M 0.91% | 0.00 | 0.00 | 19.92K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 13.61K | SH | $962.4K 0.87% | 0.00 | 0.00 | 13.61K |
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