KAPPLER ANN M

PrivateCIK: 1280546
Location

NEWARK, NJ

KAPPLER ANN M (EVP and General Counsel) exercised options at PRUDENTIAL FINANCIAL INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises
InsiderKAPPLER ANN MCIK 1280546
IssuerPRUDENTIAL FINANCIAL INCCIK 1137774
Officer· EVP and General Counsel
Since Sep 2020
-3.30K
Net shares
Net seller
$324.4K
Total sold
0
Open market trades
0B · 0S
9
Total transactions
7.07K acquired · 10.37K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+2.22K

Price / share

Trade value

% of position

7.0%
2/28/2026
31.86K34.09K

Common Stock

Direct
F · Tax Withholding

Shares

1.03K

Price / share

$98.38

Trade value

$101.72K

% of position

3.0%
2/28/2026
34.09K33.05K

Common Stock

Direct
M · Option Exercise

Shares

+2.50K

Price / share

Trade value

% of position

7.6%
2/28/2026
33.05K35.55K

Common Stock

Direct
F · Tax Withholding

Shares

1.17K

Price / share

$98.38

Trade value

$114.61K

% of position

3.3%
2/28/2026
35.55K34.39K

Common Stock

Direct
M · Option Exercise

Shares

+2.35K

Price / share

Trade value

% of position

6.8%
2/28/2026
34.39K36.74K

Common Stock

Direct
F · Tax Withholding

Shares

1.10K

Price / share

$98.38

Trade value

$108.02K

% of position

3.0%
2/28/2026
36.74K35.64K
Total

Net shares

+3.77K

Net value

-$324.36K

Derivative Transactions3

2023 Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.22K shares

Shares

2.22K

Strike price

0

Held after

0.00

Exercisable

2/28/2026

2024 Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.50K shares

Shares

2.50K

Strike price

0

Held after

2.50K

Exercisable

2/28/2026

2025 Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

2.35K shares

Shares

2.35K

Strike price

0

Held after

4.70K

Exercisable

2/28/2026
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned884.00
Total
884.00 indirect884.00
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
KAPPLER ANN M — Insider Transaction (Form 4) Filed Mar 3, 2026 | Finecho